0001209191-23-006983.txt : 20230203 0001209191-23-006983.hdr.sgml : 20230203 20230203165910 ACCESSION NUMBER: 0001209191-23-006983 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230201 FILED AS OF DATE: 20230203 DATE AS OF CHANGE: 20230203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLOUGH PHILLIP A CENTRAL INDEX KEY: 0001207712 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51813 FILM NUMBER: 23586908 MAIL ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC CENTRAL INDEX KEY: 0001235468 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 522209244 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 6931 ARLINGTON ROAD STREET 2: SUITE 200 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 2024676868 MAIL ADDRESS: STREET 1: 6931 ARLINGTON ROAD STREET 2: SUITE 200 CITY: BETHESDA STATE: MD ZIP: 20814 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-01 0 0001235468 LIQUIDITY SERVICES INC LQDT 0001207712 CLOUGH PHILLIP A 6931 ARLINGTON ROAD SUITE 200 BETHESDA MD 20814 1 0 0 0 Common Stock 2023-02-01 4 M 0 5206 0.00 A 96927 D Restricted Stock Unit Grant 2023-02-01 4 M 0 5206 0.00 D 2023-02-01 Common Stock 5206 0 D Restricted Stock Unit Grant 2023-02-01 4 A 0 5302 0.00 A 2024-02-01 Common Stock 5302 5302 D Stock Option Grant 40.11 2014-06-03 2023-06-03 Common Stock 5954 5954 D Stock Option Grant 21.53 2015-02-03 2024-02-03 Common Stock 13144 13144 D Stock Option Grant 9.84 2016-03-04 2025-03-04 Common Stock 19050 19050 D Stock Option Grant 9.75 2018-02-01 2027-02-01 Common Stock 3561 3561 D Stock Option Grant 6.50 2019-02-01 2028-02-01 Common Stock 15344 15344 D Stock Option Grant 8.50 2020-02-01 2029-02-01 Common Stock 11816 11816 D Stock Option Grant 5.32 2021-02-01 2030-02-01 Common Stock 6980 6980 D Stock Option Grant 21.48 2022-02-01 2031-02-01 Common Stock 1622 1622 D Stock Option Grant 15.09 2023-02-01 4 A 0 2138 0.00 A 2024-02-01 2033-02-01 Common Stock 2138 2138 D Represents the vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. These restricted stock units fully vested on February 1, 2023. These restricted stock units will vest on February 1, 2024. /s/ Mark A. Shaffer, by power of attorney 2023-02-03