0001127602-16-069550.txt : 20161209 0001127602-16-069550.hdr.sgml : 20161209 20161209122151 ACCESSION NUMBER: 0001127602-16-069550 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161207 FILED AS OF DATE: 20161209 DATE AS OF CHANGE: 20161209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Adient plc CENTRAL INDEX KEY: 0001670541 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 25-28 NORTH WALL QUAY CITY: DUBLIN STATE: L2 ZIP: 1 BUSINESS PHONE: 1-414-524-1200 MAIL ADDRESS: STREET 1: 25-28 NORTH WALL QUAY CITY: DUBLIN STATE: L2 ZIP: 1 FORMER COMPANY: FORMER CONFORMED NAME: Adient Ltd DATE OF NAME CHANGE: 20160328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McDonald R Bruce CENTRAL INDEX KEY: 0001207696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37757 FILM NUMBER: 162043292 MAIL ADDRESS: STREET 1: ADIENT PLC STREET 2: 833 E. MICHIGAN STREET, SUITE 1100 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER NAME: FORMER CONFORMED NAME: MCDONALD R BRUCE DATE OF NAME CHANGE: 20021126 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-12-07 0001670541 Adient plc ADNT 0001207696 McDonald R Bruce 833 E. MICHIGAN STREET SUITE 1100 MILWAUKEE WI 53202 1 1 Chairman and CEO Deferred Compensation - Phantom Stock Units 2016-12-07 4 A 0 10467 A Ordinary Shares 10467 314028 D Employee Stock Option (right to buy) 41.82 2009-10-01 2017-10-01 Ordinary Shares 4607 4607 D Employee Stock Option (right to buy) 29.95 2010-10-01 2018-10-01 Ordinary Shares 15603 15603 D Employee Stock Option (right to buy) 25.87 2011-10-01 2019-10-01 Ordinary Shares 16579 16579 D Employee Stock Option (right to buy) 31.77 2012-10-01 2020-10-01 Ordinary Shares 14628 14628 D Employee Stock Option (right to buy) 28.97 2014-10-05 2022-10-05 Ordinary Shares 7294 7294 D Employee Stock Option (right to buy) 29.69 2013-10-07 2021-10-07 Ordinary Shares 13653 13653 D Employee Stock Option (right to buy) 45.62 2017-10-07 2025-10-07 Ordinary Shares 10197 10197 D Employee Stock Option (right to buy) 52.24 2016-11-18 2024-11-18 Ordinary Shares 7844 7844 D Employee Stock Option (right to buy) 50.31 2015-11-19 2023-11-19 Ordinary Shares 4809 4809 D Each unit of phantom stock has the equivalent economic value of one share of Adient common stock. Reflects the number of shares underlying previously unreported performance share units, which were not subject to being reported, that were converted into time-based restricted share units based on performance results through the end of fiscal year 2016, and as approved by the Compensation Committee on 12/7/2016. The resulting time-based restricted share units remain subject to certain forfeiture and accelerated vesting provisions. Phantom stock units covered under the Adient Deferred Compensation Plan. The units will settle 100% in cash upon the reporting person's retirement or termination, subject to certain vesting requirements. 50% of the options vest on the second and the remaining 50% vest on the third anniversary of the award. Options acquired in connection with the completion of the spin-off pursuant to which Johnson Controls' options were converted into a proportionate number of options of Adient plc. /s/Carmen Lesperance, attorney-in-fact for R. Bruce McDonald 2016-12-09