0001127602-22-007474.txt : 20220301 0001127602-22-007474.hdr.sgml : 20220301 20220301195010 ACCESSION NUMBER: 0001127602-22-007474 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220225 FILED AS OF DATE: 20220301 DATE AS OF CHANGE: 20220301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASEY THOMAS W CENTRAL INDEX KEY: 0001207691 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36771 FILM NUMBER: 22700698 MAIL ADDRESS: STREET 1: 1201 THIRD AVE CITY: SEATTLE STATE: WA ZIP: 98101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LendingClub Corp CENTRAL INDEX KEY: 0001409970 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 595 MARKET STREET STREET 2: SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-632-5600 MAIL ADDRESS: STREET 1: 595 MARKET STREET STREET 2: SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-02-25 0001409970 LendingClub Corp LC 0001207691 CASEY THOMAS W C/O LENDINGCLUB CORPORATION 595 MARKET ST. #200 SAN FRANCISCO CA 94105 1 1 Chief Financial Officer Common Stock 2022-02-25 4 M 0 11195 0 A 14117 D Common Stock 2022-02-25 4 F 0 5263 18.06 D 8854 D Common Stock 2022-02-25 4 M 0 8986 0 A 17840 D Common Stock 2022-02-25 4 F 0 4056 18.06 D 13784 D Common Stock 2022-02-25 4 M 0 12596 0 A 26380 D Common Stock 2022-02-25 4 F 0 5209 18.06 D 21171 D Common Stock 2022-02-25 4 M 0 12194 0 A 33365 D Common Stock 2022-02-25 4 F 0 4799 18.06 D 28566 D Common Stock 12750 I Casey Family Revocable Trust Restricted Stock Unit (RSU) 0 2022-02-25 4 M 0 11195 0 D Common Stock 11195 0 D Restricted Stock Unit (RSU) 0 2022-02-25 4 M 0 8986 0 D Common Stock 8986 35943 D Restricted Stock Unit (RSU) 0 2022-02-25 4 M 0 12596 0 D Common Stock 12596 100768 D Restricted Stock Unit (RSU) 0 2022-02-25 4 M 0 12194 0 D Common Stock 12194 97548 D Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Not applicable. The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. /s/ Bhavit Sheth, attorney-in-fact 2022-03-01