0001127602-21-024467.txt : 20210827 0001127602-21-024467.hdr.sgml : 20210827 20210827190226 ACCESSION NUMBER: 0001127602-21-024467 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210603 FILED AS OF DATE: 20210827 DATE AS OF CHANGE: 20210827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASEY THOMAS W CENTRAL INDEX KEY: 0001207691 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36771 FILM NUMBER: 211220526 MAIL ADDRESS: STREET 1: 1201 THIRD AVE CITY: SEATTLE STATE: WA ZIP: 98101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LendingClub Corp CENTRAL INDEX KEY: 0001409970 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 595 MARKET STREET STREET 2: SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-632-5600 MAIL ADDRESS: STREET 1: 595 MARKET STREET STREET 2: SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-06-03 0001409970 LendingClub Corp LC 0001207691 CASEY THOMAS W C/O LENDINGCLUB CORPORATION 595 MARKET ST. #200 SAN FRANCISCO CA 94105 1 1 Chief Financial Officer Common Stock 2021-06-03 5 G 0 E 190000 0 D 15948 D Common Stock 2021-08-25 4 M 0 11194 0 A 27142 D Common Stock 2021-08-25 4 F 0 5385 29.08 D 21757 D Common Stock 2021-08-25 4 M 0 3058 0 A 24815 D Common Stock 2021-08-25 4 F 0 1416 29.08 D 23399 D Common Stock 2021-08-25 4 M 0 8986 0 A 32385 D Common Stock 2021-08-25 4 F 0 4160 29.08 D 28225 D Common Stock 2021-08-25 4 M 0 12596 0 A 40821 D Common Stock 2021-08-25 4 F 0 5294 29.08 D 35527 D Common Stock 2021-08-25 4 M 0 12194 0 A 47721 D Common Stock 2021-08-25 4 F 0 4799 29.08 D 42922 D Common Stock 10000 I Casey Family Revocable Trust Restricted Stock Unit (RSU) 0 2021-08-25 4 M 0 11194 0 D Common Stock 11194 22389 D Restricted Stock Unit (RSU) 0 2021-08-25 4 M 0 3058 0 D Common Stock 3058 3059 D Restricted Stock Unit (RSU) 0 2021-08-25 4 M 0 8986 0 D Common Stock 8986 53914 D Restricted Stock Unit (RSU) 0 2021-08-25 4 M 0 12596 0 D Common Stock 12596 125960 D Restricted Stock Unit (RSU) 0 2021-08-25 4 M 0 12194 0 D Common Stock 12194 121935 D Transaction represents the transfer of 190,000 shares by the Reporting Person of Issuer common stock by bona fide gift. Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Not applicable. The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. /s/ Bhavit Sheth, attorney-in-fact 2021-08-27