0001127602-21-024467.txt : 20210827
0001127602-21-024467.hdr.sgml : 20210827
20210827190226
ACCESSION NUMBER: 0001127602-21-024467
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210603
FILED AS OF DATE: 20210827
DATE AS OF CHANGE: 20210827
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CASEY THOMAS W
CENTRAL INDEX KEY: 0001207691
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36771
FILM NUMBER: 211220526
MAIL ADDRESS:
STREET 1: 1201 THIRD AVE
CITY: SEATTLE
STATE: WA
ZIP: 98101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LendingClub Corp
CENTRAL INDEX KEY: 0001409970
STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 595 MARKET STREET
STREET 2: SUITE 200
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-632-5600
MAIL ADDRESS:
STREET 1: 595 MARKET STREET
STREET 2: SUITE 200
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-06-03
0001409970
LendingClub Corp
LC
0001207691
CASEY THOMAS W
C/O LENDINGCLUB CORPORATION
595 MARKET ST. #200
SAN FRANCISCO
CA
94105
1
1
Chief Financial Officer
Common Stock
2021-06-03
5
G
0
E
190000
0
D
15948
D
Common Stock
2021-08-25
4
M
0
11194
0
A
27142
D
Common Stock
2021-08-25
4
F
0
5385
29.08
D
21757
D
Common Stock
2021-08-25
4
M
0
3058
0
A
24815
D
Common Stock
2021-08-25
4
F
0
1416
29.08
D
23399
D
Common Stock
2021-08-25
4
M
0
8986
0
A
32385
D
Common Stock
2021-08-25
4
F
0
4160
29.08
D
28225
D
Common Stock
2021-08-25
4
M
0
12596
0
A
40821
D
Common Stock
2021-08-25
4
F
0
5294
29.08
D
35527
D
Common Stock
2021-08-25
4
M
0
12194
0
A
47721
D
Common Stock
2021-08-25
4
F
0
4799
29.08
D
42922
D
Common Stock
10000
I
Casey Family Revocable Trust
Restricted Stock Unit (RSU)
0
2021-08-25
4
M
0
11194
0
D
Common Stock
11194
22389
D
Restricted Stock Unit (RSU)
0
2021-08-25
4
M
0
3058
0
D
Common Stock
3058
3059
D
Restricted Stock Unit (RSU)
0
2021-08-25
4
M
0
8986
0
D
Common Stock
8986
53914
D
Restricted Stock Unit (RSU)
0
2021-08-25
4
M
0
12596
0
D
Common Stock
12596
125960
D
Restricted Stock Unit (RSU)
0
2021-08-25
4
M
0
12194
0
D
Common Stock
12194
121935
D
Transaction represents the transfer of 190,000 shares by the Reporting Person of Issuer common stock by bona fide gift.
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Not applicable.
The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date.
The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
/s/ Bhavit Sheth, attorney-in-fact
2021-08-27