0001127602-19-027479.txt : 20190827 0001127602-19-027479.hdr.sgml : 20190827 20190827201759 ACCESSION NUMBER: 0001127602-19-027479 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190825 FILED AS OF DATE: 20190827 DATE AS OF CHANGE: 20190827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASEY THOMAS W CENTRAL INDEX KEY: 0001207691 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36771 FILM NUMBER: 191058948 MAIL ADDRESS: STREET 1: 1201 THIRD AVE CITY: SEATTLE STATE: WA ZIP: 98101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LendingClub Corp CENTRAL INDEX KEY: 0001409970 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 595 MARKET STREET STREET 2: SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-632-5600 MAIL ADDRESS: STREET 1: 595 MARKET STREET STREET 2: SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-08-25 0001409970 LendingClub Corp LC 0001207691 CASEY THOMAS W C/O LENDINGCLUB CORPORATION 595 MARKET ST. #200 SAN FRANCISCO CA 94105 1 Chief Financial Officer Common Stock 2019-08-25 4 M 0 2762 0 A 57354 D Common Stock 2019-08-25 4 F 0 1455 13.06 D 55899 D Common Stock 2019-08-25 4 M 0 11194 0 A 67093 D Common Stock 2019-08-25 4 F 0 5894 13.06 D 61199 D Common Stock 2019-08-25 4 M 0 5352 0 A 66551 D Common Stock 2019-08-25 4 F 0 2818 13.06 D 63733 D Common Stock 2019-08-25 4 M 0 8986 0 A 72719 D Common Stock 2019-08-25 4 F 0 4732 13.06 D 67987 D Common Stock 5000 I Casey Family Revocable Trust Restricted Stock Unit (RSU) 0 2019-08-25 4 M 0 2762 0 D Common Stock 2762 11048 D Restricted Stock Unit (RSU) 0 2019-08-25 4 M 0 11194 0 D Common Stock 11194 111941 D Restricted Stock Unit (RSU) 0 2019-08-25 4 M 0 5352 0 D Common Stock 5352 26762 D Restricted Stock Unit (RSU) 0 2019-08-25 4 M 0 8986 0 D Common Stock 8986 125799 D Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Not applicable. The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. The RSUs vested as to 25% of the total shares on May 25, 2019 with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. /s/ Bhavit Sheth, attorney-in-fact 2019-08-27