0001127602-19-027479.txt : 20190827
0001127602-19-027479.hdr.sgml : 20190827
20190827201759
ACCESSION NUMBER: 0001127602-19-027479
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190825
FILED AS OF DATE: 20190827
DATE AS OF CHANGE: 20190827
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CASEY THOMAS W
CENTRAL INDEX KEY: 0001207691
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36771
FILM NUMBER: 191058948
MAIL ADDRESS:
STREET 1: 1201 THIRD AVE
CITY: SEATTLE
STATE: WA
ZIP: 98101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LendingClub Corp
CENTRAL INDEX KEY: 0001409970
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 595 MARKET STREET
STREET 2: SUITE 200
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-632-5600
MAIL ADDRESS:
STREET 1: 595 MARKET STREET
STREET 2: SUITE 200
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-08-25
0001409970
LendingClub Corp
LC
0001207691
CASEY THOMAS W
C/O LENDINGCLUB CORPORATION
595 MARKET ST. #200
SAN FRANCISCO
CA
94105
1
Chief Financial Officer
Common Stock
2019-08-25
4
M
0
2762
0
A
57354
D
Common Stock
2019-08-25
4
F
0
1455
13.06
D
55899
D
Common Stock
2019-08-25
4
M
0
11194
0
A
67093
D
Common Stock
2019-08-25
4
F
0
5894
13.06
D
61199
D
Common Stock
2019-08-25
4
M
0
5352
0
A
66551
D
Common Stock
2019-08-25
4
F
0
2818
13.06
D
63733
D
Common Stock
2019-08-25
4
M
0
8986
0
A
72719
D
Common Stock
2019-08-25
4
F
0
4732
13.06
D
67987
D
Common Stock
5000
I
Casey Family Revocable Trust
Restricted Stock Unit (RSU)
0
2019-08-25
4
M
0
2762
0
D
Common Stock
2762
11048
D
Restricted Stock Unit (RSU)
0
2019-08-25
4
M
0
11194
0
D
Common Stock
11194
111941
D
Restricted Stock Unit (RSU)
0
2019-08-25
4
M
0
5352
0
D
Common Stock
5352
26762
D
Restricted Stock Unit (RSU)
0
2019-08-25
4
M
0
8986
0
D
Common Stock
8986
125799
D
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.
Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Not applicable.
The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
The RSUs vested as to 25% of the total shares on May 25, 2019 with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date.
The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
/s/ Bhavit Sheth, attorney-in-fact
2019-08-27