0001127602-18-034555.txt : 20181127 0001127602-18-034555.hdr.sgml : 20181127 20181127204215 ACCESSION NUMBER: 0001127602-18-034555 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181125 FILED AS OF DATE: 20181127 DATE AS OF CHANGE: 20181127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASEY THOMAS W CENTRAL INDEX KEY: 0001207691 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36771 FILM NUMBER: 181204041 MAIL ADDRESS: STREET 1: 1201 THIRD AVE CITY: SEATTLE STATE: WA ZIP: 98101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LendingClub Corp CENTRAL INDEX KEY: 0001409970 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 71 STEVENSON ST. STREET 2: SUITE 1000 CITY: SAN FRANCISCO STATE: CA ZIP: 94115 BUSINESS PHONE: 415-632-5666 MAIL ADDRESS: STREET 1: 71 STEVENSON ST. STREET 2: SUITE 1000 CITY: SAN FRANCISCO STATE: CA ZIP: 94115 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-11-25 0001409970 LendingClub Corp LC 0001207691 CASEY THOMAS W C/O LENDINGCLUB CORPORATION 71 STEVENSON ST, SUITE 1000 SAN FRANCISCO CA 94105 1 Chief Financial Officer Common Stock 2018-11-25 4 M 0 13809 0 A 146393 D Common Stock 2018-11-25 4 M 0 55970 0 A 202363 D Common Stock 2018-11-25 4 F 0 34597 3.47 D 167766 D Restricted Stock Unit (RSU) 0 2018-11-25 4 M 0 13809 0 D 2026-09-26 Common Stock 13809 96666 D Restricted Stock Unit (RSU) 0 2018-11-25 4 M 0 55970 0 D Common Stock 55970 727613 D Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Includes 2,500 shares acquired on November 10, 2018 under the LendingClub Corporation 2014 Employee Stock Purchase Plan. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. /s/ Thomas Casey 2018-11-27