0001127602-18-034555.txt : 20181127
0001127602-18-034555.hdr.sgml : 20181127
20181127204215
ACCESSION NUMBER: 0001127602-18-034555
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181125
FILED AS OF DATE: 20181127
DATE AS OF CHANGE: 20181127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CASEY THOMAS W
CENTRAL INDEX KEY: 0001207691
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36771
FILM NUMBER: 181204041
MAIL ADDRESS:
STREET 1: 1201 THIRD AVE
CITY: SEATTLE
STATE: WA
ZIP: 98101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LendingClub Corp
CENTRAL INDEX KEY: 0001409970
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 71 STEVENSON ST.
STREET 2: SUITE 1000
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94115
BUSINESS PHONE: 415-632-5666
MAIL ADDRESS:
STREET 1: 71 STEVENSON ST.
STREET 2: SUITE 1000
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94115
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-11-25
0001409970
LendingClub Corp
LC
0001207691
CASEY THOMAS W
C/O LENDINGCLUB CORPORATION
71 STEVENSON ST, SUITE 1000
SAN FRANCISCO
CA
94105
1
Chief Financial Officer
Common Stock
2018-11-25
4
M
0
13809
0
A
146393
D
Common Stock
2018-11-25
4
M
0
55970
0
A
202363
D
Common Stock
2018-11-25
4
F
0
34597
3.47
D
167766
D
Restricted Stock Unit (RSU)
0
2018-11-25
4
M
0
13809
0
D
2026-09-26
Common Stock
13809
96666
D
Restricted Stock Unit (RSU)
0
2018-11-25
4
M
0
55970
0
D
Common Stock
55970
727613
D
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
Includes 2,500 shares acquired on November 10, 2018 under the LendingClub Corporation 2014 Employee Stock Purchase Plan.
Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
/s/ Thomas Casey
2018-11-27