0001127602-18-008883.txt : 20180227 0001127602-18-008883.hdr.sgml : 20180227 20180227193104 ACCESSION NUMBER: 0001127602-18-008883 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180224 FILED AS OF DATE: 20180227 DATE AS OF CHANGE: 20180227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASEY THOMAS W CENTRAL INDEX KEY: 0001207691 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36771 FILM NUMBER: 18647491 MAIL ADDRESS: STREET 1: 1201 THIRD AVE CITY: SEATTLE STATE: WA ZIP: 98101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LendingClub Corp CENTRAL INDEX KEY: 0001409970 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 71 STEVENSON ST. STREET 2: 3RD FL. CITY: SAN FRANCISCO STATE: CA ZIP: 94115 BUSINESS PHONE: 415-632-5666 MAIL ADDRESS: STREET 1: 71 STEVENSON ST. STREET 2: 3RD FL. CITY: SAN FRANCISCO STATE: CA ZIP: 94115 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-02-24 0001409970 LendingClub Corp LC 0001207691 CASEY THOMAS W C/O LENDINGCLUB CORPORATION 71 STEVENSON ST, SUITE 300 SAN FRANCISCO CA 94105 1 Chief Financial Officer Common Stock 2018-02-25 4 M 0 13810 0 A 64935 D Common Stock 2018-02-25 4 F 0 7716 3.35 D 57219 D Restricted Stock Unit (RSU) 0 2018-02-24 4 A 0 895523 0 A Common Stock 895523 895523 D Restricted Stock Unit (RSU) 0 2018-02-25 4 M 0 13810 0 D 2026-09-26 Common Stock 13810 138094 D Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. In addition, the compensation committee of the Issuer approved performance-based RSUs for the Reporting Person, which are contingent upon the attainment of certain performance criteria by the Issuer during 2018/2019. Subject to the achievement of the performance criteria, the Reporting Person will be granted RSUs, 25% of which will vest on May 25, 2019 and an additional 12.5% of which will vest quarterly thereafter, subject to continuous service through each vesting date. /s/ Thomas Casey 2018-02-27