0001428205-23-000206.txt : 20231124 0001428205-23-000206.hdr.sgml : 20231124 20231124161315 ACCESSION NUMBER: 0001428205-23-000206 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231121 FILED AS OF DATE: 20231124 DATE AS OF CHANGE: 20231124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAPERIN STEWART J CENTRAL INDEX KEY: 0001207637 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34766 FILM NUMBER: 231436835 MAIL ADDRESS: STREET 1: HOLLAND & KNIGHT LLP STREET 2: 701 BRICKELL AVENUE, SUITE 3300 CITY: MIAMI STATE: FL ZIP: 33131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Armour Residential REIT, Inc. CENTRAL INDEX KEY: 0001428205 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 261908763 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3001 OCEAN DRIVE STREET 2: SUITE 201 CITY: VERO BEACH STATE: FL ZIP: 32963 BUSINESS PHONE: (772) 617-4340 MAIL ADDRESS: STREET 1: 3001 OCEAN DRIVE STREET 2: SUITE 201 CITY: VERO BEACH STATE: FL ZIP: 32963 4 1 wk-form4_1700860385.xml FORM 4 X0508 4 2023-11-21 0 0001428205 Armour Residential REIT, Inc. ARR 0001207637 PAPERIN STEWART J 3001 OCEAN DRIVE SUITE #201 VERO BEACH FL 32963 1 0 0 0 0 Common Stock, par value $0.001 per share 2023-11-21 4 M 0 540 0 A 19768 I See Footnote Common Stock, par value $0.001 per share 208 D Phantom Stock 2023-11-21 4 M 0 540 0 D Common Stock 540 7400 D On November 21, 2023, the reporting person elected to convert 540 out of the 540 shares of vested phantom stock into 540 shares of ARMOUR common stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 14, 2021 and February 14, 2023. Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Represents shares owned indirectly through the Stewart J. Paperin Family Trust. Mr. Paperin has a pecuniary interest in and investment control over the shares held by the Trust. Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. /s/ Stewart J. Paperin 2023-11-24