0001140361-23-006428.txt : 20230213 0001140361-23-006428.hdr.sgml : 20230213 20230213181523 ACCESSION NUMBER: 0001140361-23-006428 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230213 DATE AS OF CHANGE: 20230213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NUTTALL SCOTT C CENTRAL INDEX KEY: 0001207606 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34820 FILM NUMBER: 23620654 MAIL ADDRESS: STREET 1: C/O KKR & CO. INC. STREET 2: 30 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KKR & Co. Inc. CENTRAL INDEX KEY: 0001404912 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 881203639 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-750-8300 MAIL ADDRESS: STREET 1: 30 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: KKR & Co. L.P. DATE OF NAME CHANGE: 20070627 5 1 form5.xml X0306 5 2022-12-31 0 0 0001404912 KKR & Co. Inc. KKR 0001207606 NUTTALL SCOTT C C/O KKR & CO. INC. 30 HUDSON YARDS NEW YORK NY 10001 true true Co-Chief Executive Officer Common Stock 2022-11-30 5 G 0 150000 0 D 0 I See footnote Common Stock 2022-11-30 5 G 0 481540 0 D 16514618 D Common Stock 1497723 I See footnote Common Stock 129301 I By Trust Common Stock 2782 I By Limited Liability Company Common Stock 2000000 I By Trust This Form 5 reports the donation of 150,000 shares of common stock of KKR & Co. Inc. ("Common Stock") by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to a charitable foundation for which the Reporting Person is a director but has no pecuniary interest. As previously reported on a Form 4 filed on May 18, 2018, these shares of Common Stock were being held by the Partnership solely for purposes of charitable donations. As of the date of this filing, there has been no sale of the Common Stock by the charitable foundation. This Form 5 reports a donation of 481,540 shares of Common Stock, which consists of a donation of 270,000 shares of Common Stock to a charitable foundation for which the Reporting Person is a director but has no pecuniary interest and a donation of 211,540 shares of Common Stock to a charitable foundation for which the Reporting Person has non-binding advisory powers but no pecuniary interest. As of the date of this filing, there has been no sale of the Common Stock by either charitable foundation. Reflects a transfer by the Reporting Person of 1,000,000 shares of Common Stock into a trust for estate planning purposes. These shares of Common Stock are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly held, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein. /s/ Christopher Lee, Attorney-in-fact 2023-02-13