0001140361-22-021360.txt : 20220531
0001140361-22-021360.hdr.sgml : 20220531
20220531181917
ACCESSION NUMBER: 0001140361-22-021360
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220531
FILED AS OF DATE: 20220531
DATE AS OF CHANGE: 20220531
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NUTTALL SCOTT C
CENTRAL INDEX KEY: 0001207606
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34820
FILM NUMBER: 22985092
MAIL ADDRESS:
STREET 1: C/O KKR & CO. INC.
STREET 2: 30 HUDSON YARDS
CITY: NEW YORK
STATE: NY
ZIP: 10001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KKR & Co. Inc.
CENTRAL INDEX KEY: 0001404912
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 260426107
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 HUDSON YARDS
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-750-8300
MAIL ADDRESS:
STREET 1: 30 HUDSON YARDS
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: KKR & Co. L.P.
DATE OF NAME CHANGE: 20070627
4
1
form4.xml
FORM 4
X0306
4
2022-05-31
0001404912
KKR & Co. Inc.
KKR
0001207606
NUTTALL SCOTT C
C/O KKR & CO. INC.
30 HUDSON YARDS
NEW YORK
NY
10001
true
true
Co-Chief Executive Officer
Common Stock
2022-05-31
4
M
0
15912621
A
18267792
D
Common Stock
2022-05-31
4
A
0
523727
A
18791519
D
Common Stock
2022-05-31
4
M
0
1450000
A
1450000
I
See footnote
Common Stock
2022-05-31
4
A
0
47723
A
1497723
I
See footnote
Common Stock
2022-05-31
4
M
0
118673
A
125395
I
By Trust
Common Stock
2022-05-31
4
A
0
3906
A
129301
I
By Trust
Common Stock
150000
I
See footnote
Common Stock
2782
I
By Limited Liability Company
KKR Holdings L.P. Units
2022-05-31
4
M
0
15912621
0
D
Common Stock
15912621
0
D
KKR Holdings L.P. Units
2022-05-31
4
M
0
1450000
0
D
Common Stock
1450000
0
I
See footnote
KKR Holdings L.P. Units
2022-05-31
4
M
0
118673
0
D
Common Stock
118673
0
I
By Trust
In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.
In connection with the Mergers and in addition to the issuance of shares of New KKR as noted above, KKR Holdings L.P. merged with a subsidiary of New KKR and limited partners of KKR Holdings L.P. were issued an aggregate of 8.5 million shares of common stock of New KKR, which shares are not transferable prior to the earlier of (i) December 31, 2026 and (ii) the six-month anniversary of the first date on which the death or permanent disability of both Mr. Henry Kravis and Mr. George Roberts has occurred (or any earlier date consented to by KKR Management LLP in its sole discretion). The number of shares reported as acquired herein represents the holder's pro rata portion of the 8.5 million shares issued to the former limited partners of KKR Holdings L.P.
These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion.
These shares of common stock are being held by a limited partnership controlled by the Reporting Person solely for purposes of future charitable donations.
Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly owned, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.
/s/ Christopher Lee, Attorney-in-fact
2022-05-31