0001140361-19-017962.txt : 20191003 0001140361-19-017962.hdr.sgml : 20191003 20191003180022 ACCESSION NUMBER: 0001140361-19-017962 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191001 FILED AS OF DATE: 20191003 DATE AS OF CHANGE: 20191003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NUTTALL SCOTT C CENTRAL INDEX KEY: 0001207606 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34820 FILM NUMBER: 191136932 MAIL ADDRESS: STREET 1: LEGG MASON, INC. STREET 2: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KKR & Co. Inc. CENTRAL INDEX KEY: 0001404912 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 260426107 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-750-8300 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: KKR & Co. L.P. DATE OF NAME CHANGE: 20070627 4 1 form4.xml FORM 4 X0306 4 2019-10-01 0001404912 KKR & Co. Inc. KKR 0001207606 NUTTALL SCOTT C C/O KKR & CO. INC. 9 WEST 57TH STREET, SUITE 4200 NEW YORK NY 10019 true true Co-President & Co-COO Class A Common Stock 2019-10-01 4 M 0 225000 A 906303 D Class A Common Stock 2019-10-01 4 F 0 119745 26.85 D 786558 D Class A Common Stock 750000 I See Footnote Class A Common Stock 6722 I By Trust Class A Common Stock 2782 I By Limited Liability Company Restricted Stock Units 2019-10-01 4 M 0 225000 0 D Class A Common Stock 225000 1315695 D 225,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2019 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. These shares of Class A common stock are being held by the limited partnership controlled by the Reporting Person solely for purposes of future charitable donations. Of the 1,315,695 restricted stock units, (i) 190,695 units will vest in equal annual installments over a two-year period with the next vesting on April 1, 2020 and (ii) 1,125,000 units will vest in three annual installments on October 1 of each year as follows: 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly held, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein. /s/ Christopher Lee, Attorney-in-fact 2019-10-03