0001144204-17-031030.txt : 20170605 0001144204-17-031030.hdr.sgml : 20170605 20170605163100 ACCESSION NUMBER: 0001144204-17-031030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170601 FILED AS OF DATE: 20170605 DATE AS OF CHANGE: 20170605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSEMBLY BIOSCIENCES, INC. CENTRAL INDEX KEY: 0001426800 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11711 N. MERIDIAN STREET STREET 2: SUITE 310 CITY: CARMEL STATE: IN ZIP: 46032 BUSINESS PHONE: (212) 554-4388 MAIL ADDRESS: STREET 1: 11711 N. MERIDIAN STREET STREET 2: SUITE 310 CITY: CARMEL STATE: IN ZIP: 46032 FORMER COMPANY: FORMER CONFORMED NAME: VENTRUS BIOSCIENCES INC DATE OF NAME CHANGE: 20080211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEWIS ALAN CENTRAL INDEX KEY: 0001207604 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35005 FILM NUMBER: 17891569 MAIL ADDRESS: STREET 1: 9640 TOWNE CENTRE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 v468316_4.xml OWNERSHIP DOCUMENT X0306 4 2017-06-01 0 0001426800 ASSEMBLY BIOSCIENCES, INC. ASMB 0001207604 LEWIS ALAN C/O ASSEMBLY BIOSCIENCES, INC., 11711 N. MERIDIAN STREET, SUITE 310 CARMEL IN 46032 1 0 0 0 Stock Option (Right to Buy) 25.96 2017-06-01 4 A 0 7500 0 A 2027-06-01 Common Stock 7500 7500 D The shares of Common Stock underlying the option will vest upon the earlier of (i) June 1, 2018 and (ii) the date of the Issuer's 2018 annual meeting of stockholders. /s/ Elizabeth Lacy, Attorney-in-Fact 2017-06-05