0001144204-17-031030.txt : 20170605
0001144204-17-031030.hdr.sgml : 20170605
20170605163100
ACCESSION NUMBER: 0001144204-17-031030
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170601
FILED AS OF DATE: 20170605
DATE AS OF CHANGE: 20170605
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASSEMBLY BIOSCIENCES, INC.
CENTRAL INDEX KEY: 0001426800
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11711 N. MERIDIAN STREET
STREET 2: SUITE 310
CITY: CARMEL
STATE: IN
ZIP: 46032
BUSINESS PHONE: (212) 554-4388
MAIL ADDRESS:
STREET 1: 11711 N. MERIDIAN STREET
STREET 2: SUITE 310
CITY: CARMEL
STATE: IN
ZIP: 46032
FORMER COMPANY:
FORMER CONFORMED NAME: VENTRUS BIOSCIENCES INC
DATE OF NAME CHANGE: 20080211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEWIS ALAN
CENTRAL INDEX KEY: 0001207604
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35005
FILM NUMBER: 17891569
MAIL ADDRESS:
STREET 1: 9640 TOWNE CENTRE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
v468316_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-06-01
0
0001426800
ASSEMBLY BIOSCIENCES, INC.
ASMB
0001207604
LEWIS ALAN
C/O ASSEMBLY BIOSCIENCES, INC.,
11711 N. MERIDIAN STREET, SUITE 310
CARMEL
IN
46032
1
0
0
0
Stock Option (Right to Buy)
25.96
2017-06-01
4
A
0
7500
0
A
2027-06-01
Common Stock
7500
7500
D
The shares of Common Stock underlying the option will vest upon the earlier of (i) June 1, 2018 and (ii) the date of the Issuer's 2018 annual meeting of stockholders.
/s/ Elizabeth Lacy, Attorney-in-Fact
2017-06-05