0001209191-18-057395.txt : 20181106 0001209191-18-057395.hdr.sgml : 20181106 20181106162523 ACCESSION NUMBER: 0001209191-18-057395 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181105 FILED AS OF DATE: 20181106 DATE AS OF CHANGE: 20181106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VOLL MARK CENTRAL INDEX KEY: 0001207512 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38270 FILM NUMBER: 181163331 MAIL ADDRESS: STREET 1: C/O AQUANTIA CORP. STREET 2: 105 EAST TASMAN DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AQUANTIA CORP CENTRAL INDEX KEY: 0001316016 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 91 E. TASMAN DRIVE STREET 2: SUITE 100 CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-228-8300 MAIL ADDRESS: STREET 1: 91 E. TASMAN DRIVE STREET 2: SUITE 100 CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-11-05 0 0001316016 AQUANTIA CORP AQ 0001207512 VOLL MARK C/O AQUANTIA CORP. 91 EAST TASMAN DRIVE STE 100 SAN JOSE CA 95134 0 1 0 0 CHIEF FINANCIAL OFFICER Common stock 2018-11-05 4 M 0 1467 7.10 A 46595 D Stock option (right to buy) 7.10 2018-11-05 4 M 0 1467 7.10 D 2027-04-26 Common stock 1467 23544 D The original option, representing a right to purchase a total of 29,999 shares, were exercisable as of October 26, 2017, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. This option vests with respect to one quarter (1/4) of the shares of stock which are subject to this option on January 1, 2018. The remaining shares vest in thirty-six (36) equal monthly installments beginning on February 1, 2018, subject to the Reporting Person providing continuous service to the Issuer on each such date. /s/ Mark Voll 2018-11-05