0001209191-17-060039.txt : 20171109 0001209191-17-060039.hdr.sgml : 20171109 20171109172057 ACCESSION NUMBER: 0001209191-17-060039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171107 FILED AS OF DATE: 20171109 DATE AS OF CHANGE: 20171109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VOLL MARK CENTRAL INDEX KEY: 0001207512 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38270 FILM NUMBER: 171191982 MAIL ADDRESS: STREET 1: C/O AQUANTIA CORP. STREET 2: 105 EAST TASMAN DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AQUANTIA CORP CENTRAL INDEX KEY: 0001316016 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 105 E. TASMAN DRIVE CITY: SAN JOSE STATE: CA ZIP: 95035 BUSINESS PHONE: 408-228-8300 MAIL ADDRESS: STREET 1: 105 E. TASMAN DRIVE CITY: SAN JOSE STATE: CA ZIP: 95035 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-07 0 0001316016 AQUANTIA CORP AQ 0001207512 VOLL MARK C/O AQUANTIA CORP. 105 EAST TASMAN DRIVE SAN JOSE CA 95134 0 1 0 0 Chief Financial Officer Common Stock 2017-11-07 4 C 0 17413 A 40140 D Series A Preferred Stock 2017-11-07 4 C 0 33666 0.00 D Common Stock 3366 0 D Series B Preferred Stock 2017-11-07 4 C 0 14596 0.00 D Common Stock 1459 0 D Series D Preferred Stock 2017-11-07 4 C 0 84747 0.00 D Common Stock 8474 0 D Series E Preferred Stock 2017-11-07 4 C 0 24294 0.00 D Common Stock 2429 0 D Series F Preferred Stock 2017-11-07 4 C 0 10359 0.00 D Common Stock 1035 0 D Series G Preferred Stock 2017-11-07 4 C 0 6504 0.00 D Common Stock 650 0 D The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering. /s/ Alison Haggerty, Attorney-in-Fact 2017-11-08