0001209191-17-060039.txt : 20171109
0001209191-17-060039.hdr.sgml : 20171109
20171109172057
ACCESSION NUMBER: 0001209191-17-060039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171107
FILED AS OF DATE: 20171109
DATE AS OF CHANGE: 20171109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VOLL MARK
CENTRAL INDEX KEY: 0001207512
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38270
FILM NUMBER: 171191982
MAIL ADDRESS:
STREET 1: C/O AQUANTIA CORP.
STREET 2: 105 EAST TASMAN DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AQUANTIA CORP
CENTRAL INDEX KEY: 0001316016
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 105 E. TASMAN DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95035
BUSINESS PHONE: 408-228-8300
MAIL ADDRESS:
STREET 1: 105 E. TASMAN DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95035
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-07
0
0001316016
AQUANTIA CORP
AQ
0001207512
VOLL MARK
C/O AQUANTIA CORP.
105 EAST TASMAN DRIVE
SAN JOSE
CA
95134
0
1
0
0
Chief Financial Officer
Common Stock
2017-11-07
4
C
0
17413
A
40140
D
Series A Preferred Stock
2017-11-07
4
C
0
33666
0.00
D
Common Stock
3366
0
D
Series B Preferred Stock
2017-11-07
4
C
0
14596
0.00
D
Common Stock
1459
0
D
Series D Preferred Stock
2017-11-07
4
C
0
84747
0.00
D
Common Stock
8474
0
D
Series E Preferred Stock
2017-11-07
4
C
0
24294
0.00
D
Common Stock
2429
0
D
Series F Preferred Stock
2017-11-07
4
C
0
10359
0.00
D
Common Stock
1035
0
D
Series G Preferred Stock
2017-11-07
4
C
0
6504
0.00
D
Common Stock
650
0
D
The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically converted into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.
/s/ Alison Haggerty, Attorney-in-Fact
2017-11-08