0001209191-17-058991.txt : 20171102
0001209191-17-058991.hdr.sgml : 20171102
20171102185222
ACCESSION NUMBER: 0001209191-17-058991
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171102
FILED AS OF DATE: 20171102
DATE AS OF CHANGE: 20171102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VOLL MARK
CENTRAL INDEX KEY: 0001207512
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38270
FILM NUMBER: 171174123
MAIL ADDRESS:
STREET 1: C/O AQUANTIA CORP.
STREET 2: 105 EAST TASMAN DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AQUANTIA CORP
CENTRAL INDEX KEY: 0001316016
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 105 E. TASMAN DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95035
BUSINESS PHONE: 408-228-8300
MAIL ADDRESS:
STREET 1: 105 E. TASMAN DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95035
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2017-11-02
0
0001316016
AQUANTIA CORP
AQ
0001207512
VOLL MARK
C/O AQUANTIA CORP.
105 EAST TASMAN DRIVE
SAN JOSE
CA
95134
0
1
0
0
Chief Financial Officer
Common Stock
22727
D
Series A Preferred Stock
Common Stock
3366
D
Series B Preferred Stock
Common Stock
1459
D
Series D Preferred Stock
Common Stock
8474
D
Series E Preferred Stock
Common Stock
2429
D
Series F Preferred Stock
Common Stock
1035
D
Series G Preferred Stock
Common Stock
650
D
Employee Stock Option (Right to Buy)
4.40
2026-04-21
Common Stock
62272
D
Employee Stock Option (Right to Buy)
7.10
2027-04-26
Common Stock
29999
D
The Series A Preferred Stock, Series B Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock have no expiration date and automatically convert into Common Stock on a 1:10 basis immediately prior to the closing of the Issuer's initial public offering.
All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. 37,188 shares are vested. The remaining shares vest in a series of twenty-seven (27) equal monthly installments beginning November 11, 2017, subject to the Reporting Person providing continuous service to the Issuer on each such date.
All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with
the option's vesting schedule. This option vests with respect to one quarter (1/4) of the shares of stock which are subject to this option on January
1, 2018. The remaining shares vest in thirty-six (36) equal monthly installments beginning on February 1, 2018, subject to the Reporting Person providing continuous service to the Issuer on each such date.
Exhibit List - Exhibit 24 - Power of Attorney
/s/ Alison Haggerty, Attorney-in-Fact
2017-11-02
EX-24.3_750274
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
(For Executing Form ID and Forms 3, 4 and 5)
Know all by these presents, that the undersigned hereby constitutes and
appoints each of Josh Kaufman and Alison Haggerty of Cooley LLP, signing
individually, the undersigned's true and lawful attorneys-in fact and agents to:
(1) Prepare, execute in the undersigned's name and on the undersigned's behalf,
and submit to the the Securities and Exchange Commission (the "SEC") Form ID and
Forms 3, 4 and 5 (including amendments thereto and joint filing agreements in
connection therewith) in accordance with Section 16(a) of the Securities
Exchange Act of 1934, as amended (the "Exchange Act") and the rules thereunder
in the undersigned's capacity as an officer, director or beneficial owner of
more than 10% of a registered class of securities of Aquantia Corp. (the
"Company");
(2) Do and perform any and all acts for and on behalf of the undersigned that
may be necessary or desirable to prepare and execute any such Form ID and Forms
3, 4 or 5 (including amendments thereto and joint filing agreements in
connection therewith) and file such forms with the SEC and any stock exchange,
self-regulatory association or any similar authority; and
(3) Take any other action of any type whatsoever in connection with the
foregoing that, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of, or legally required of the undersigned, it being
understood that the documents executed by the attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as the attorney-in-fact may approve in the
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney in fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney in fact, or such attorney
in fact's substitute or substitutes, shall lawfully do or cause to be done by
virtue of this power of attorney and the rights and powers herein granted. The
undersigned acknowledges that the foregoing attorneys-in-fact, and their
substitutes, in serving in such capacity at the request of the undersigned, are
not assuming (nor is the Company assuming) any of the undersigned's
responsibilities to comply with Section 16 of the Exchange Act.
This Power of Attorney shall remain in full force and effect until the earliest
to occur of (a) the undersigned is no longer required to file Form ID or Forms
3, 4 and 5 with respect to the undersigned's holdings of and transactions in
securities issued by the Company, (b) revocation by the undersigned in a signed
writing delivered to the Company and the foregoing attorneys-in fact or (c) as
to any attorney-in-fact individually, until such attorney-in-fact is no longer
employed by Cooley LLP.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of the date written below.
Date: October 25, 2017
By: /s/ Mark Voll
Mark Voll