0001562180-23-005498.txt : 20230626 0001562180-23-005498.hdr.sgml : 20230626 20230626160457 ACCESSION NUMBER: 0001562180-23-005498 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230622 FILED AS OF DATE: 20230626 DATE AS OF CHANGE: 20230626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BADAVAS ROBERT P CENTRAL INDEX KEY: 0001207407 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 231042356 MAIL ADDRESS: STREET 1: C/O HERCULES CAPITAL, INC. STREET 2: 400 HAMILTON AVENUE, SUITE 310 CITY: PALO ALTO STATE: IL ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hercules Capital, Inc. CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 FORMER COMPANY: FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC DATE OF NAME CHANGE: 20040219 4 1 primarydocument.xml PRIMARY DOCUMENT X0407 4 2023-06-22 false 0001280784 Hercules Capital, Inc. HTGC 0001207407 BADAVAS ROBERT P C/O HERCULES CAPITAL, INC. 400 HAMILTON AVENUE SUITE 310 PALO ALTO CA 94301 true false false false false Common Stock 2023-06-22 4 A false 4234.00 14.17 A 111686.00 D Common Stock 2023-06-22 4 D false 107452.00 0.00 D 4234.00 D Common Stock 2023-06-22 4 A false 107452.00 0.00 A 107452.00 I By Trust Restricted stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years. Shares previously reported as directly owned are now being reported as indirectly owned Held by the Robert P. Badavas Trust of 2007 /s/ /Eileen Bagarella, Attorney-in-Fact for Robert Badavas 2023-06-26