0001562180-23-005498.txt : 20230626
0001562180-23-005498.hdr.sgml : 20230626
20230626160457
ACCESSION NUMBER: 0001562180-23-005498
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230622
FILED AS OF DATE: 20230626
DATE AS OF CHANGE: 20230626
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BADAVAS ROBERT P
CENTRAL INDEX KEY: 0001207407
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00702
FILM NUMBER: 231042356
MAIL ADDRESS:
STREET 1: C/O HERCULES CAPITAL, INC.
STREET 2: 400 HAMILTON AVENUE, SUITE 310
CITY: PALO ALTO
STATE: IL
ZIP: 94301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hercules Capital, Inc.
CENTRAL INDEX KEY: 0001280784
IRS NUMBER: 743113410
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-289-3060
MAIL ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
FORMER COMPANY:
FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC
DATE OF NAME CHANGE: 20040219
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0407
4
2023-06-22
false
0001280784
Hercules Capital, Inc.
HTGC
0001207407
BADAVAS ROBERT P
C/O HERCULES CAPITAL, INC.
400 HAMILTON AVENUE SUITE 310
PALO ALTO
CA
94301
true
false
false
false
false
Common Stock
2023-06-22
4
A
false
4234.00
14.17
A
111686.00
D
Common Stock
2023-06-22
4
D
false
107452.00
0.00
D
4234.00
D
Common Stock
2023-06-22
4
A
false
107452.00
0.00
A
107452.00
I
By Trust
Restricted stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years.
Shares previously reported as directly owned are now being reported as indirectly owned
Held by the Robert P. Badavas Trust of 2007
/s/ /Eileen Bagarella, Attorney-in-Fact for Robert Badavas
2023-06-26