0001437749-21-010903.txt : 20210505 0001437749-21-010903.hdr.sgml : 20210505 20210505161634 ACCESSION NUMBER: 0001437749-21-010903 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210504 FILED AS OF DATE: 20210505 DATE AS OF CHANGE: 20210505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BADAVAS ROBERT P CENTRAL INDEX KEY: 0001207407 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 21893513 MAIL ADDRESS: STREET 1: C/O HERCULES CAPITAL, INC. STREET 2: 400 HAMILTON AVENUE, SUITE 310 CITY: PALO ALTO STATE: IL ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hercules Capital, Inc. CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 FORMER COMPANY: FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC DATE OF NAME CHANGE: 20040219 4 1 rdgdoc.xml FORM 4 X0306 4 2021-05-04 0001280784 Hercules Capital, Inc. HTGC 0001207407 BADAVAS ROBERT P C/O HERCULES CAPITAL, INC. 400 HAMILTON AVENUE SUITE 310 PALO ALTO CA 94301 1 Common Stock 2021-05-04 4 S 0 10000 17.51 D 117452 D Common Stock 2021-05-04 4 S 0 10000 17.49 D 107452 D /s/ /Melanie Grace, Attorney-in-Fact for Robert Badavas 2021-05-05