0001213900-16-014814.txt : 20160707 0001213900-16-014814.hdr.sgml : 20160707 20160707172454 ACCESSION NUMBER: 0001213900-16-014814 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160707 FILED AS OF DATE: 20160707 DATE AS OF CHANGE: 20160707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Icagen, Inc. CENTRAL INDEX KEY: 0001518520 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 200982060 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4222 EMPEROR BLVD., SUITE 350 STREET 2: RESEARCH TRIANGLE PARK CITY: DURHAM STATE: NC ZIP: 27703 BUSINESS PHONE: 919-941-5206 MAIL ADDRESS: STREET 1: 4222 EMPEROR BLVD., SUITE 350 STREET 2: RESEARCH TRIANGLE PARK CITY: DURHAM STATE: NC ZIP: 27703 FORMER COMPANY: FORMER CONFORMED NAME: XRpro Sciences, Inc. DATE OF NAME CHANGE: 20141204 FORMER COMPANY: FORMER CONFORMED NAME: Caldera Pharmaceuticals Inc DATE OF NAME CHANGE: 20110419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TYSON TIMOTHY CENTRAL INDEX KEY: 0001207405 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54748 FILM NUMBER: 161757277 MAIL ADDRESS: STREET 1: ONE ENTERPRISE CITY: ALISO VIEJO STATE: CA ZIP: 92656 4 1 f4070616tyson_icagen.xml OWNERSHIP DOCUMENT X0306 4 2016-07-07 0 0001518520 Icagen, Inc. NONE 0001207405 TYSON TIMOTHY C/O 4222 EMPEROR BLVD, SUITE 350, RESEARCH TRIANGLE PARK DURHAM NC 27703 1 0 0 0 Warrant 3.50 2016-07-07 4 A 0 15000 A 2016-07-07 2021-07-06 Common Stock 15000 15000 I See Footnote The warrants were issued to the reporting person by Icagen, Inc. (the "Company") in a private placement offering of units (the "Units" and each a "Unit") with each Unit being offered at a price of $10,000 per Unit and each Unit including a five year warrant to purchase 1,500 shares of the Company's common stock for each $10,000 investment. Tyson Revocable Trust owns the securities and Timothy Tyson is the trustee of the Trust. /s/ Timothy Tyson 2016-07-07