0001144204-15-055518.txt : 20150917
0001144204-15-055518.hdr.sgml : 20150917
20150917172124
ACCESSION NUMBER: 0001144204-15-055518
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150831
FILED AS OF DATE: 20150917
DATE AS OF CHANGE: 20150917
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RCS Capital Corp
CENTRAL INDEX KEY: 0001568832
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 383894716
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 405 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212.415.6500
MAIL ADDRESS:
STREET 1: 405 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NYGAARD BRIAN L
CENTRAL INDEX KEY: 0001207360
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35924
FILM NUMBER: 151113352
MAIL ADDRESS:
STREET 1: C/O RCS CAPITAL CORPORATION
STREET 2: 405 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
v419989_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-08-31
1
0001568832
RCS Capital Corp
RCAP
0001207360
NYGAARD BRIAN L
C/O RCS CAPITAL CORPORATION
405 PARK AVENUE, 14TH FLOOR
NEW YORK
NY
10022
0
0
0
1
Former EVP and COO
Class A Common Stock
10238
D
The Reporting Person resigned from his position as an officer of the issuer effective August 31, 2015. As a result, this Form 4 serves as his exit filing.
/s/ Brian L. Nygaard
2015-09-17