0001144204-15-055518.txt : 20150917 0001144204-15-055518.hdr.sgml : 20150917 20150917172124 ACCESSION NUMBER: 0001144204-15-055518 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150831 FILED AS OF DATE: 20150917 DATE AS OF CHANGE: 20150917 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RCS Capital Corp CENTRAL INDEX KEY: 0001568832 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 383894716 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 405 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.415.6500 MAIL ADDRESS: STREET 1: 405 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NYGAARD BRIAN L CENTRAL INDEX KEY: 0001207360 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35924 FILM NUMBER: 151113352 MAIL ADDRESS: STREET 1: C/O RCS CAPITAL CORPORATION STREET 2: 405 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 v419989_4.xml OWNERSHIP DOCUMENT X0306 4 2015-08-31 1 0001568832 RCS Capital Corp RCAP 0001207360 NYGAARD BRIAN L C/O RCS CAPITAL CORPORATION 405 PARK AVENUE, 14TH FLOOR NEW YORK NY 10022 0 0 0 1 Former EVP and COO Class A Common Stock 10238 D The Reporting Person resigned from his position as an officer of the issuer effective August 31, 2015. As a result, this Form 4 serves as his exit filing. /s/ Brian L. Nygaard 2015-09-17