0001213900-24-012219.txt : 20240209
0001213900-24-012219.hdr.sgml : 20240209
20240209210046
ACCESSION NUMBER: 0001213900-24-012219
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240207
FILED AS OF DATE: 20240209
DATE AS OF CHANGE: 20240209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RILEY BRYANT R
CENTRAL INDEX KEY: 0001207269
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38864
FILM NUMBER: 24617108
MAIL ADDRESS:
STREET 1: C/O B. RILEY FINANCIAL, INC.
STREET 2: 21255 BURBANK BLVD, SUITE 400
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: B. Riley Financial, Inc.
CENTRAL INDEX KEY: 0001464790
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
ORGANIZATION NAME: 02 Finance
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38864
FILM NUMBER: 24617111
BUSINESS ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 818-884-3737
MAIL ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
FORMER NAME:
FORMER CONFORMED NAME: Great American Group, Inc.
DATE OF NAME CHANGE: 20090522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRF Investments, LLC
CENTRAL INDEX KEY: 0001880803
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38864
FILM NUMBER: 24617109
BUSINESS ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD.
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 818-884-3737
MAIL ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD.
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: B. Riley Securities, Inc.
CENTRAL INDEX KEY: 0001505748
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38864
FILM NUMBER: 24617110
BUSINESS ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 310-966-1444
MAIL ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
FORMER NAME:
FORMER CONFORMED NAME: B. Riley FBR, Inc.
DATE OF NAME CHANGE: 20180830
FORMER NAME:
FORMER CONFORMED NAME: FBR Capital Markets & Co
DATE OF NAME CHANGE: 20101115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALTA EQUIPMENT GROUP INC.
CENTRAL INDEX KEY: 0001759824
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-INDUSTRIAL MACHINERY & EQUIPMENT [5084]
ORGANIZATION NAME: 07 Trade & Services
IRS NUMBER: 832583782
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13211 MERRIMAN ROAD
CITY: LIVONIA
STATE: MI
ZIP: 48150
BUSINESS PHONE: (248) 449-6700
MAIL ADDRESS:
STREET 1: 13211 MERRIMAN ROAD
CITY: LIVONIA
STATE: MI
ZIP: 48150
FORMER COMPANY:
FORMER CONFORMED NAME: B. Riley Principal Merger Corp.
DATE OF NAME CHANGE: 20181121
4
1
ownership.xml
X0508
4
2024-02-07
1
0001759824
ALTA EQUIPMENT GROUP INC.
ALTG
0001464790
B. Riley Financial, Inc.
11100 SANTA MONICA BLVD,
SUITE 800
LOS ANGELES
CA
90025
0
0
1
0
0001505748
B. Riley Securities, Inc.
11100 SANTA MONICA BLVD,
SUITE 800
LOS ANGELES
CA
90025
0
0
1
0
0001880803
BRF Investments, LLC
11100 SANTA MONICA BLVD,
SUITE 800
LOS ANGELES
CA
90025
0
0
1
0
0001207269
RILEY BRYANT R
11100 SANTA MONICA BLVD,
SUITE 800
LOS ANGELES
CA
90025
0
0
1
0
0
Common Stock
2024-02-07
4
S
0
2449629
11.00
D
0
I
By BRF Investments, LLC
Common Stock
2024-02-07
4
S
0
307679
11.00
D
852455
I
By B. Riley Securities, Inc.
Common Stock
2024-02-08
4
S
0
852455
11.00
D
0
I
By B. Riley Securities, Inc.
Common Stock
211175
D
Common Stock
1062
I
By Bryant R. Riley, as UTMA custodian for Charlie Riley
Common Stock
1062
I
By Bryant R. Riley, as UTMA custodian for Susan Riley
Common Stock
1062
I
By Bryant R. Riley, as UTMA custodian for Abigail Riley
Common Stock
1062
I
By Bryant R. Riley, as UTMA custodian for Eloise Riley
This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware limited liability company ("BRFI"), and Bryant R. Riley.
BRF is the parent company of BRS and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BRFI.
Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
Represents shares held directly by Bryant R. Riley.
Represents the removal of 211,174 shares that were initially reported inadvertently on Form 4 filed April 12, 2021 despite being previously sold.
Represents the removal of 202,247 shares that were inadvertently reported that are not deemed to be beneficially owned by the Reporting Persons.
B. Riley Financial, Inc., by: /s/ Bryant R. Riley, Co-Chief Executive Officer
2024-02-09
B. Riley Securities, Inc., by: /s/ Andrew Moore, Chief Executive Officer
2024-02-09
BRF Investments, LLC, by: /s/ Phillip Ahn, Authorized Signatory
2024-02-09
Bryant R. Riley, by: /s/ Bryant R. Riley
2024-02-09