0001213900-23-040959.txt : 20230517 0001213900-23-040959.hdr.sgml : 20230517 20230517201851 ACCESSION NUMBER: 0001213900-23-040959 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230516 FILED AS OF DATE: 20230517 DATE AS OF CHANGE: 20230517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RILEY BRYANT R CENTRAL INDEX KEY: 0001207269 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37503 FILM NUMBER: 23933486 MAIL ADDRESS: STREET 1: C/O B. RILEY FINANCIAL, INC. STREET 2: 21255 BURBANK BLVD, SUITE 400 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Financial, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 270223495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: Great American Group, Inc. DATE OF NAME CHANGE: 20090522 4/A 1 ownership.xml OWNERSHIP DOCUMENT X0407 4/A 2023-05-16 2023-05-16 0 0001464790 B. Riley Financial, Inc. RILY 0001207269 RILEY BRYANT R C/O B. RILEY FINANCIAL, INC. 11100 SANTA MONICA BLVD., SUITE 800 SANTA MONICA CA 90025 1 1 1 0 Chairman and Co-CEO 0 Common Stock 2023-05-16 4 P 0 20000 32.9531 A 6665631 D The reporting person is filing this amendment to correct the number of shares held after the purchase from the amounts included in the filing made on the same date of May 16, 2023. /s/ Bryant R. Riley 2023-05-17