0001213900-22-079604.txt : 20221213 0001213900-22-079604.hdr.sgml : 20221213 20221213213029 ACCESSION NUMBER: 0001213900-22-079604 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221206 FILED AS OF DATE: 20221213 DATE AS OF CHANGE: 20221213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RILEY BRYANT R CENTRAL INDEX KEY: 0001207269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40083 FILM NUMBER: 221461043 MAIL ADDRESS: STREET 1: C/O B. RILEY FINANCIAL, INC. STREET 2: 21255 BURBANK BLVD, SUITE 400 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: B. Riley Financial, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40083 FILM NUMBER: 221461046 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER NAME: FORMER CONFORMED NAME: Great American Group, Inc. DATE OF NAME CHANGE: 20090522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: B. RILEY PRINCIPAL INVESTMENTS, LLC CENTRAL INDEX KEY: 0001776226 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40083 FILM NUMBER: 221461044 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD. STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD. STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: B. Riley Principal 150 Sponsor Co., LLC CENTRAL INDEX KEY: 0001839013 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40083 FILM NUMBER: 221461045 BUSINESS ADDRESS: STREET 1: 299 PARK AVENUE STREET 2: FLOOR 21 CITY: NEW YORK STATE: NY ZIP: 10171 BUSINESS PHONE: (212) 457-3300 MAIL ADDRESS: STREET 1: 299 PARK AVENUE STREET 2: FLOOR 21 CITY: NEW YORK STATE: NY ZIP: 10171 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FaZe Holdings Inc. CENTRAL INDEX KEY: 0001839360 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 852081659 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 720 N. CAHUENGA BLVD. CITY: LOS ANGELES STATE: CA ZIP: 90038 BUSINESS PHONE: (818) 688-6373 MAIL ADDRESS: STREET 1: 720 N. CAHUENGA BLVD. CITY: LOS ANGELES STATE: CA ZIP: 90038 FORMER COMPANY: FORMER CONFORMED NAME: B. Riley Principal 150 Merger Corp. DATE OF NAME CHANGE: 20210106 4 1 ownership.xml X0306 4 2022-12-06 0 0001839360 FaZe Holdings Inc. FAZE 0001464790 B. Riley Financial, Inc. 11100 SANTA MONICA BOULEVARD SUITE 800 LOS ANGELES CA 90025 0 0 1 0 0001839013 B. Riley Principal 150 Sponsor Co., LLC C/O B. RILEY PRINCIPAL 150 MERGER CORP. 299 PARK AVENUE, 21ST FLOOR NEW YORK NY 10171 0 0 1 0 0001776226 B. RILEY PRINCIPAL INVESTMENTS, LLC 11100 SANTA MONICA BOULEVARD SUITE 800 LOS ANGELES CA 90025 0 0 1 0 0001207269 RILEY BRYANT R 11100 SANTA MONICA BOULEVARD SUITE 800 LOS ANGELES CA 90025 0 0 1 0 Common Stock 2022-12-06 4 J 0 4312500 D 0 I By B. Riley Principal 150 Sponsor Co., LLC Common Stock 2022-12-06 4 J 0 3217651 A 11028151 I By. B. Riley Principal Investments, LLC Common Stock 200000 D Warrants (right to buy) 11.5 Class A Common Stock 156001 156001 I By. B. Riley Principal Investments, LLC B. Riley Principal Investments, LLC ("BRPI") is the managing member of B. Riley Principal 150 Sponsor Co., LLC ("Sponsor") and is a wholly-owned subsidiary of B. Riley Financial, Inc. ("BRF"). BRPI and BRF have voting and dispositive power over the securities held by the Sponsor. As a result, BRF may be deemed to indirectly beneficially own the securities directly held by BRPI, and each of BRPI and BRF may be deemed to indirectly beneficially own the securities directly held by the Sponsor. Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the securities directly held by the Sponsor and BRPI. Each of BRF, the Sponsor, BRPI, and Bryant R. Riley disclaims beneficial ownership of any securities reported herein, except to the extent of its/his respective pecuniary interest therein, directly or indirectly. Represents a distribution to BRPI and the members of the Sponsor for no consideration. Represents 468,000 shares and 156,001 warrants previously held directly by the Sponsor and subsequently transferred to BRPI. Represents shares held directly by Bryant R. Riley. The warrants are exercisable 30 days after the completion of the Business Combination. The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation. /s/ Bryant R. Riley, the Co-Chief Executive Officer of B. Riley Financial, Inc. 2022-12-13 /s/ Kenneth Young, Chief Executive Officer of B. Riley Principal Investments, LLC, the Managing Member of B. Riley Principal 150 Sponsor Co., LLC 2022-12-13 /s/ Kenneth Young, Chief Executive Officer of B. Riley Principal Investments, LLC 2022-12-13 /s/ Bryant R. Riley 2022-12-13