0001213900-22-028405.txt : 20220519
0001213900-22-028405.hdr.sgml : 20220519
20220519213025
ACCESSION NUMBER: 0001213900-22-028405
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220517
FILED AS OF DATE: 20220519
DATE AS OF CHANGE: 20220519
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RILEY BRYANT R
CENTRAL INDEX KEY: 0001207269
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38864
FILM NUMBER: 22945135
MAIL ADDRESS:
STREET 1: C/O B. RILEY FINANCIAL, INC.
STREET 2: 21255 BURBANK BLVD, SUITE 400
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: B. Riley Financial, Inc.
CENTRAL INDEX KEY: 0001464790
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38864
FILM NUMBER: 22945137
BUSINESS ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 818-884-3737
MAIL ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
FORMER NAME:
FORMER CONFORMED NAME: Great American Group, Inc.
DATE OF NAME CHANGE: 20090522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: B. Riley Securities, Inc.
CENTRAL INDEX KEY: 0001505748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38864
FILM NUMBER: 22945136
BUSINESS ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 310-966-1444
MAIL ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
FORMER NAME:
FORMER CONFORMED NAME: B. Riley FBR, Inc.
DATE OF NAME CHANGE: 20180830
FORMER NAME:
FORMER CONFORMED NAME: FBR Capital Markets & Co
DATE OF NAME CHANGE: 20101115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALTA EQUIPMENT GROUP INC.
CENTRAL INDEX KEY: 0001759824
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-INDUSTRIAL MACHINERY & EQUIPMENT [5084]
IRS NUMBER: 832583782
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13211 MERRIMAN ROAD
CITY: LIVONIA
STATE: MI
ZIP: 48150
BUSINESS PHONE: (248) 449-6700
MAIL ADDRESS:
STREET 1: 13211 MERRIMAN ROAD
CITY: LIVONIA
STATE: MI
ZIP: 48150
FORMER COMPANY:
FORMER CONFORMED NAME: B. Riley Principal Merger Corp.
DATE OF NAME CHANGE: 20181121
4
1
ownership.xml
X0306
4
2022-05-17
0
0001759824
ALTA EQUIPMENT GROUP INC.
ALTG
0001464790
B. Riley Financial, Inc.
11100 SANTA MONICA BLVD,
SUITE 800
LOS ANGELES
CA
90025
0
0
1
0
0001505748
B. Riley Securities, Inc.
11100 SANTA MONICA BLVD,
SUITE 800
LOS ANGELES
CA
90025
0
0
1
0
0001207269
RILEY BRYANT R
11100 SANTA MONICA BLVD,
SUITE 800
LOS ANGELES
CA
90025
0
0
1
0
Common Stock
2022-05-17
4
P
0
10944
11.00
A
5867657
I
By B. Riley Securities, Inc.
Common Stock
2022-05-18
4
P
0
14056
10.9998
A
5881713
I
By B. Riley Securities, Inc.
Common Stock
624596
D
Common Stock
1062
I
By Bryant R. Riley, as UTMA custodian for Charlie Riley
Common Stock
1062
I
By Bryant R. Riley, as UTMA custodian for Susan Riley
Common Stock
1062
I
By Bryant R. Riley, as UTMA custodian for Abigail Riley
Common Stock
1062
I
By Bryant R. Riley, as UTMA custodian for Eloise Riley
This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley.
BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS.
Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS. Each of BRF, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
Represents shares held directly by Bryant R. Riley.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.99 to $11.00, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price.
B. Riley Financial, Inc., by: /s/ Bryant R. Riley, Co-Chief Executive Officer
2022-05-19
B. Riley Securities, Inc., by: /s/ Andrew Moore, Chief Executive Officer
2022-05-19
Bryant R. Riley, by: /s/ Bryant R. Riley
2022-05-19