0001209191-20-032172.txt : 20200526
0001209191-20-032172.hdr.sgml : 20200526
20200526190540
ACCESSION NUMBER: 0001209191-20-032172
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200526
FILED AS OF DATE: 20200526
DATE AS OF CHANGE: 20200526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHANNON TIMOTHY M
CENTRAL INDEX KEY: 0001207114
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38672
FILM NUMBER: 20912374
MAIL ADDRESS:
STREET 1: C/O CURAGEN CORP
STREET 2: 555LONG WHARF DR. 11TH FL.
CITY: NEW HAVEN
STATE: CT
ZIP: 06511
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARVINAS, INC.
CENTRAL INDEX KEY: 0001655759
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 472566120
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 395 WINCHESTER AVE
STREET 2: 5 SCIENCE PARK
CITY: NEW HAVEN
STATE: CT
ZIP: 06511
BUSINESS PHONE: 203-535-1456
MAIL ADDRESS:
STREET 1: 395 WINCHESTER AVE
STREET 2: 5 SCIENCE PARK
CITY: NEW HAVEN
STATE: CT
ZIP: 06511
FORMER COMPANY:
FORMER CONFORMED NAME: ARVINAS INC.
DATE OF NAME CHANGE: 20181001
FORMER COMPANY:
FORMER CONFORMED NAME: ARVINAS HOLDING COMPANY, LLC
DATE OF NAME CHANGE: 20151015
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-05-26
0
0001655759
ARVINAS, INC.
ARVN
0001207114
SHANNON TIMOTHY M
C/O ARVINAS, INC., 5 SCIENCE PARK,
395 WINCHESTER AVENUE
NEW HAVEN
CT
06511
1
0
0
0
Common Stock
2020-05-26
4
M
0
12923
22.06
A
74546
D
Common Stock
4489554
I
See Footnote.
Stock Option (right to buy)
22.06
2020-05-26
4
M
0
12923
0.00
D
2029-05-22
Common Stock
12923
0
D
Includes shares received by the Reporting Person in a prior distribution.
These shares are held directly by Canaan IX L.P. The Reporting Person is a non-managing member of Canaan Partners IX LLC, the general partner of Canaan IX L.P. The Reporting Person does not have voting, investment or dispositive power over any of the shares directly held by Canaan IX L.P. and disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
This option award was granted on May 23, 2019 and the shares underlying the award vested in full on May 23, 2020.
/s/ Matthew Batters, as attorney-in-fact for Timothy M. Shannon
2020-05-26