0000950142-19-001826.txt : 20190821 0000950142-19-001826.hdr.sgml : 20190821 20190821190156 ACCESSION NUMBER: 0000950142-19-001826 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190819 FILED AS OF DATE: 20190821 DATE AS OF CHANGE: 20190821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GILHULY EDWARD A CENTRAL INDEX KEY: 0001206780 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 191044024 MAIL ADDRESS: STREET 1: C/O SAGEVIEW CAPITAL LP STREET 2: 245 LYTTON AVENUE, SUITE 250 CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVALARA, INC. CENTRAL INDEX KEY: 0001348036 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911995935 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: (206) 826-4900 MAIL ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 FORMER COMPANY: FORMER CONFORMED NAME: AVALARA INC DATE OF NAME CHANGE: 20051227 4 1 es1901027_4-gilhuly.xml OWNERSHIP DOCUMENT X0306 4 2019-08-19 0 0001348036 AVALARA, INC. AVLR 0001206780 GILHULY EDWARD A C/O SAGEVIEW CAPITAL LP 55 RAILROAD AVENUE, FIRST FLOOR GREENWICH CT 06830 1 0 0 0 Common Stock 2019-08-19 4 S 0 114697 85.3912 D 707434 I See Footnote Common Stock 2019-08-19 4 S 0 25060 86.7987 D 682374 I See Footnote Common Stock 2019-08-19 4 S 0 36086 87.0278 D 646288 I See Footnote Common Stock 2019-08-19 5 G 0 E 123250 0 D 523038 I See Footnote Common Stock 2019-08-20 4 S 0 1138 84 D 521900 I See Footnote Common Stock 2019-08-21 4 S 0 36861 85.1472 D 485039 I See Footnote Common Stock 2019-08-21 4 S 0 34144 85.8995 D 450895 I See Footnote Common Stock 2019-08-21 4 S 0 2014 86.7159 D 448881 I See Footnote Common Stock 2019-08-21 5 G 0 E 126750 0 D 322131 I See Footnote Common Stock 1032 D Common Stock 75000 I See Footnote The price reported in Column 4 is a weighted average price. The 114,697 shares were sold in multiple transactions at prices ranging from $85.00 to $85.98, inclusive. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Reflects shares held by trusts for the benefit of members of Mr. Gilhuly's family. The price reported in Column 4 is a weighted average price. The 25,060 shares were sold in multiple transactions at prices ranging from $86.00 to $86.99, inclusive. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. The price reported in Column 4 is a weighted average price. The 36,086 shares were sold in multiple transactions at prices ranging from $87.00 to $87.27, inclusive. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. The price reported in Column 4 is a weighted average price. The 36,861 shares were sold in multiple transactions at prices ranging from $84.50 to $85.49, inclusive. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. The price reported in Column 4 is a weighted average price. The 34,144 shares were sold in multiple transactions at prices ranging from $85.50 to $86.42, inclusive. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. The price reported in Column 4 is a weighted average price. The 2,014 shares were sold in multiple transactions at prices ranging from $86.50 to $87.07, inclusive. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Reflects shares held directly by Sageview Capital LP ("SC"). Mr. Gilhuly is a managing and control person of SC, and in such capacity he may be deemed to have shared voting and dispositive power over the common stock held by SC. Mr. Gilhuly disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. /s/ Edward A. Gilhuly 2019-08-21