0001127602-17-008953.txt : 20170228
0001127602-17-008953.hdr.sgml : 20170228
20170228171302
ACCESSION NUMBER: 0001127602-17-008953
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170228
FILED AS OF DATE: 20170228
DATE AS OF CHANGE: 20170228
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Artisan Partners Asset Management Inc.
CENTRAL INDEX KEY: 0001517302
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 450969585
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 875 E. WISCONSIN AVENUE
STREET 2: SUITE 800
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-390-6100
MAIL ADDRESS:
STREET 1: 875 E. WISCONSIN AVENUE
STREET 2: SUITE 800
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DALEY CHARLES J JR
CENTRAL INDEX KEY: 0001206661
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35826
FILM NUMBER: 17649113
MAIL ADDRESS:
STREET 1: ARTISAN PARTNERS ASSET MANAGEMENT
STREET 2: 875 EAST WISCONSIN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-02-28
0001517302
Artisan Partners Asset Management Inc.
APAM
0001206661
DALEY CHARLES J JR
C/O ARTISAN PARTNERS ASSET MANAGEMENT
875 E WISCONSIN AVE, SUITE 800
MILWAUKEE
WI
53202
1
1
Exec VP, CFO & Treasurer
Class B Common Stock, par value $0.01 per share
2017-02-28
4
D
0
37554
0
D
97779
D
Class B Common Units of Artisan Partners Holdings LP
2017-02-28
4
D
0
37554
28.88
D
Class A Common Stock, par value $0.01 per share
37554
97779
D
In connection with the Company's initial public offering and related reorganization transactions, on March 12, 2013, each holder of a Class B common unit ("Class B Common Unit") of Artisan Partners Holdings LP received a number of shares of Class B common stock par value $0.01 per share ("Class B Common Stock"), of the Company equal to the number of Class B Common Units then held by such person. Shares of Class B Common Stock do not have economic rights.
On February 28, 2017, pursuant to the Partnership Unit Purchase Agreement dated February 8, 2017 by and between the Company and Mr. Daley, the Company purchased 37,554 Class B Common Units from Mr. Daley for $28.88 per unit and Mr. Daley delivered to the Company an equal number of shares of Class B Common Stock for cancellation.
Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), dated March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.
/s/ Lisa A. Moran, attorney-in-fact for Mr. Daley
2017-02-28