0001553350-20-000066.txt : 20200116 0001553350-20-000066.hdr.sgml : 20200116 20200116162504 ACCESSION NUMBER: 0001553350-20-000066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200114 FILED AS OF DATE: 20200116 DATE AS OF CHANGE: 20200116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER JOSEPH A CENTRAL INDEX KEY: 0001206155 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52567 FILM NUMBER: 20531276 MAIL ADDRESS: STREET 1: ONE RIVERFRONT PLZ CITY: CORNING STATE: NY ZIP: 14831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lightwave Logic, Inc. CENTRAL INDEX KEY: 0001325964 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PLASTIC PRODUCTS [3080] IRS NUMBER: 820497368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 369 INVERNESS PARKWAY STREET 2: SUITE 350 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: (720) 340-4949 MAIL ADDRESS: STREET 1: 369 INVERNESS PARKWAY STREET 2: SUITE 350 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: THIRD-ORDER NANOTECHNOLOGIES INC DATE OF NAME CHANGE: 20070320 FORMER COMPANY: FORMER CONFORMED NAME: THIRD-ORDER NANOTECHNOLOIES INC DATE OF NAME CHANGE: 20070222 FORMER COMPANY: FORMER CONFORMED NAME: PSI TEC HOLDINGS INC DATE OF NAME CHANGE: 20050503 4 1 miller4.xml OWNERSHIP DOCUMENT X0306 4 2020-01-14 0 0001325964 Lightwave Logic, Inc. LWLG 0001206155 MILLER JOSEPH A 369 INVERNESS PARKWAY SUITE 350 ENGLEWOOD CO 80112 1 0 0 0 Employee Stock Option (Right to Buy) 0.80 2020-01-14 4 A 0 60000 0 A 2030-01-13 Common Stock 60000 570000 D The registrant granted the reporting person an option to purchase up to 60,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2020. /s/ James S. Marcelli, Attorney-in-fact for Joseph A. Miller 2020-01-16