0001209191-18-037133.txt : 20180611 0001209191-18-037133.hdr.sgml : 20180611 20180611203722 ACCESSION NUMBER: 0001209191-18-037133 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180608 FILED AS OF DATE: 20180611 DATE AS OF CHANGE: 20180611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRUNDFEST JOSEPH CENTRAL INDEX KEY: 0001206103 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34636 FILM NUMBER: 18893315 MAIL ADDRESS: STREET 1: STANFORD LAW SCHOOL STREET 2: 559 NATHAN ABBOTT WAY CITY: STANFORD STATE: CA ZIP: 94305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines, Inc. CENTRAL INDEX KEY: 0001430592 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 943250323 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-498-6000 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-08 0 0001430592 Financial Engines, Inc. FNGN 0001206103 GRUNDFEST JOSEPH 1050 ENTERPRISE WAY 3RD FLOOR SUNNYVALE CA 94089 1 0 0 0 Common Stock 26290 D Common Stock 2018-06-08 4 G 0 22250 0.00 D 137750 I The Grundfest Living Trust U/T/A DD 8/25/97 Common Stock 2018-06-08 4 S 0 27250 44.8246 D 110500 I The Grundfest Living Trust U/T/A DD 8/25/97 The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $44.80 to $44.825 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Robert Mills, Attorney-in-Fact For: Joseph A. Grundfest 2018-06-11