0001209191-17-035609.txt : 20170525 0001209191-17-035609.hdr.sgml : 20170525 20170525195049 ACCESSION NUMBER: 0001209191-17-035609 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170524 FILED AS OF DATE: 20170525 DATE AS OF CHANGE: 20170525 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines, Inc. CENTRAL INDEX KEY: 0001430592 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 943250323 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-498-6000 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRUNDFEST JOSEPH CENTRAL INDEX KEY: 0001206103 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34636 FILM NUMBER: 17871472 MAIL ADDRESS: STREET 1: STANFORD LAW SCHOOL STREET 2: 559 NATHAN ABBOTT WAY CITY: STANFORD STATE: CA ZIP: 94305 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-24 0 0001430592 Financial Engines, Inc. FNGN 0001206103 GRUNDFEST JOSEPH 1050 ENTERPRISE WAY 3RD FLOOR SUNNYVALE CA 94089 1 0 0 0 Common Stock 18726 D Common Stock 160000 I The Grundfest Living Trust U/T/A DD 8/25/97 Restricted Stock Units 0.00 2017-05-24 4 A 0 5135 0.00 A Common Stock 5135 5135 D Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. The restricted stock units vest in two annual installments beginning 5/15/18. No Expiration date. /s/ Jeffrey C. Grace, Attorney-in-Fact For: Joseph A. Grundfest 2017-05-25