0001209191-16-121909.txt : 20160519
0001209191-16-121909.hdr.sgml : 20160519
20160519203054
ACCESSION NUMBER: 0001209191-16-121909
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160518
FILED AS OF DATE: 20160519
DATE AS OF CHANGE: 20160519
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Engines, Inc.
CENTRAL INDEX KEY: 0001430592
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 943250323
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1050 ENTERPRISE WAY, 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-498-6000
MAIL ADDRESS:
STREET 1: 1050 ENTERPRISE WAY, 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GRUNDFEST JOSEPH
CENTRAL INDEX KEY: 0001206103
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34636
FILM NUMBER: 161664531
MAIL ADDRESS:
STREET 1: STANFORD LAW SCHOOL
STREET 2: 559 NATHAN ABBOTT WAY
CITY: STANFORD
STATE: CA
ZIP: 94305
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-05-18
0
0001430592
Financial Engines, Inc.
FNGN
0001206103
GRUNDFEST JOSEPH
1050 ENTERPRISE WAY
3RD FLOOR
SUNNYVALE
CA
94089
1
0
0
0
Common Stock
9977
D
Common Stock
210000
I
The Grundfest Living Trust U/T/A DD 8/25/97
Restricted Stock Units
0.00
2016-05-18
2016-05-18
4
A
0
7551
0.00
A
Common Stock
7551
7551
D
Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
The restricted stock units vest in three annual installments beginning 5/15/17.
No Expiration date.
/s/ Jeffrey C. Grace, Attorney-in-Fact For: Joseph A. Grundfest
2016-05-19