0001209191-15-065424.txt : 20150811
0001209191-15-065424.hdr.sgml : 20150811
20150811205916
ACCESSION NUMBER: 0001209191-15-065424
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150810
FILED AS OF DATE: 20150811
DATE AS OF CHANGE: 20150811
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Engines, Inc.
CENTRAL INDEX KEY: 0001430592
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 943250323
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1050 ENTERPRISE WAY, 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-498-6000
MAIL ADDRESS:
STREET 1: 1050 ENTERPRISE WAY, 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GRUNDFEST JOSEPH
CENTRAL INDEX KEY: 0001206103
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34636
FILM NUMBER: 151045363
MAIL ADDRESS:
STREET 1: STANFORD LAW SCHOOL
STREET 2: 559 NATHAN ABBOTT WAY
CITY: STANFORD
STATE: CA
ZIP: 94305
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-08-10
0
0001430592
Financial Engines, Inc.
FNGN
0001206103
GRUNDFEST JOSEPH
1050 ENTERPRISE WAY
3RD FLOOR
SUNNYVALE
CA
94089
1
0
0
0
Common Stock
7504
D
Common Stock
2015-08-10
2015-08-10
4
S
0
10000
40.4393
D
250000
I
The Grundfest Living Trust U/T/A DD 8/25/97
Common Stock
2015-08-11
2015-08-11
4
S
0
5000
39.6794
D
245000
I
The Grundfest Living Trust U/T/A DD 8/25/97
The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.20 to $41.00 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.97 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Jeffrey C. Grace, Attorney-in-Fact For: Joseph A. Grundfest
2015-08-12