0001209191-15-045500.txt : 20150521 0001209191-15-045500.hdr.sgml : 20150521 20150521175024 ACCESSION NUMBER: 0001209191-15-045500 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150520 FILED AS OF DATE: 20150521 DATE AS OF CHANGE: 20150521 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines, Inc. CENTRAL INDEX KEY: 0001430592 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 943250323 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-498-6000 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRUNDFEST JOSEPH CENTRAL INDEX KEY: 0001206103 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34636 FILM NUMBER: 15883894 MAIL ADDRESS: STREET 1: STANFORD LAW SCHOOL STREET 2: 559 NATHAN ABBOTT WAY CITY: STANFORD STATE: CA ZIP: 94305 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-05-20 0 0001430592 Financial Engines, Inc. FNGN 0001206103 GRUNDFEST JOSEPH 1050 ENTERPRISE WAY 3RD FLOOR SUNNYVALE CA 94089 1 0 0 0 Common Stock 5000 D Common Stock 260000 I The Grundfest Living Trust U/T/A DD 8/25/97 Restricted Stock Units 0.00 2015-05-20 2015-05-20 4 A 0 4894 0.00 A Common Stock 4894 4894 D Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. The Restricted Stock units vest in four equal installments beginning 5/15/16. No Expiration date. /s/ Jeffrey C. Grace, Attorney-in-Fact For: Joseph A. Grundfest 2015-05-21