0001209191-15-043422.txt : 20150515 0001209191-15-043422.hdr.sgml : 20150515 20150515171710 ACCESSION NUMBER: 0001209191-15-043422 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150513 FILED AS OF DATE: 20150515 DATE AS OF CHANGE: 20150515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines, Inc. CENTRAL INDEX KEY: 0001430592 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 943250323 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-498-6000 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRUNDFEST JOSEPH CENTRAL INDEX KEY: 0001206103 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34636 FILM NUMBER: 15870924 MAIL ADDRESS: STREET 1: STANFORD LAW SCHOOL STREET 2: 559 NATHAN ABBOTT WAY CITY: STANFORD STATE: CA ZIP: 94305 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-05-13 0 0001430592 Financial Engines, Inc. FNGN 0001206103 GRUNDFEST JOSEPH 1050 ENTERPRISE WAY 3RD FLOOR SUNNYVALE CA 94089 1 0 0 0 Common Stock 3750 D Common Stock 2015-05-13 2015-05-13 4 S 0 29383 40.8971 D 270617 I The Grundfest Living Trust U/T/A DD 8/25/97 Common Stock 2015-05-14 2015-05-14 4 S 0 10617 41.0604 D 260000 I The Grundfest Living Trust U/T/A DD 8/25/97 The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.75 to $41.53 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.80 to $41.18 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Jeffrey C. Grace, Attorney-in-Fact For: Joseph A. Grundfest 2015-05-15