0001104659-15-069143.txt : 20151005 0001104659-15-069143.hdr.sgml : 20151005 20151005171108 ACCESSION NUMBER: 0001104659-15-069143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151001 FILED AS OF DATE: 20151005 DATE AS OF CHANGE: 20151005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KKR & Co. L.P. CENTRAL INDEX KEY: 0001404912 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 260426107 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-750-8300 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRUNDFEST JOSEPH CENTRAL INDEX KEY: 0001206103 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34820 FILM NUMBER: 151144078 MAIL ADDRESS: STREET 1: STANFORD LAW SCHOOL STREET 2: 559 NATHAN ABBOTT WAY CITY: STANFORD STATE: CA ZIP: 94305 4 1 a4.xml 4 X0306 4 2015-10-01 0 0001404912 KKR & Co. L.P. KKR 0001206103 GRUNDFEST JOSEPH C/O KKR & CO. L.P., 9 WEST 57TH STREET, 42ND FLOOR NEW YORK NY 10019 1 0 0 0 Common Units 2015-10-01 4 M 0 6054 A 43276 I See footnote Restricted Equity Units 2015-10-01 4 M 0 6054 0 D Common Units 6054 6219 I See footnote 6,054 restricted equity units of KKR & Co. L.P. vested on October 1, 2015 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. The remaining 6,219 restricted equity units will generally vest on October 1, 2016, and upon vesting, may be settled by delivery of common units of KKR & Co. L.P. on a one-for-one basis. These securities are held by the Reporting Person's living trust. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirecty held, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein. /s/ David J. Sorkin, Attorney-in-fact 2015-10-05