0000899243-20-007892.txt : 20200311 0000899243-20-007892.hdr.sgml : 20200311 20200311163032 ACCESSION NUMBER: 0000899243-20-007892 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200309 FILED AS OF DATE: 20200311 DATE AS OF CHANGE: 20200311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROEDEL RICHARD CENTRAL INDEX KEY: 0001205976 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38579 FILM NUMBER: 20705644 MAIL ADDRESS: STREET 1: 164 WEST RD CITY: NEW CANAAN STATE: CT ZIP: 06840 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BrightView Holdings, Inc. CENTRAL INDEX KEY: 0001734713 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 464190788 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 980 JOLLY ROAD STREET 2: SUITE 300 CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: (484) 567-7204 MAIL ADDRESS: STREET 1: 980 JOLLY ROAD STREET 2: SUITE 300 CITY: BLUE BELL STATE: PA ZIP: 19422 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-09 0 0001734713 BrightView Holdings, Inc. BV 0001205976 ROEDEL RICHARD C/O BRIGHTVIEW HOLDINGS, INC., 980 JOLLY ROAD, SUITE 300 BLUE BELL PA 19422 1 0 0 0 Common Stock 2020-03-09 4 M 0 9634 A 44125 D Common Stock 41034 I By spouse Restricted Stock Units 2020-03-09 4 M 0 9634 0.00 D Common Stock 9634 0 D Restricted Stock Units 2020-03-11 4 A 0 7832 0.00 A Common Stock 7832 7832 D Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis. Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof). On March 27, 2019, the Reporting Person was issued 9,634 time-based restricted stock units as director compensation that vested on March 9, 2020. Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of: (a) March 11, 2021, or (b) the business day immediately preceding the Issuer's next annual meeting of stockholders. /s/ Jonathan M. Gottsegen, as Attorney-in-Fact 2020-03-11