0001209191-14-026674.txt : 20140409
0001209191-14-026674.hdr.sgml : 20140409
20140409165752
ACCESSION NUMBER: 0001209191-14-026674
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140407
FILED AS OF DATE: 20140409
DATE AS OF CHANGE: 20140409
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPLUNK INC
CENTRAL INDEX KEY: 0001353283
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 861106510
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 415-848-4800
MAIL ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STURIALE NICHOLAS G
CENTRAL INDEX KEY: 0001205951
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35498
FILM NUMBER: 14753977
MAIL ADDRESS:
STREET 1: C/O SEVIN ROSEN FUNDS
STREET 2: 13455 NOEL RD
CITY: DALLAS
STATE: TX
ZIP: 75240
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-04-07
0
0001353283
SPLUNK INC
SPLK
0001205951
STURIALE NICHOLAS G
C/O SEVIN ROSEN FUNDS
13455 NOEL ROAD, SUITE 1670
DALLAS
TX
75240
1
0
0
0
Common Stock
2014-04-07
4
M
0
6250
0.99
A
10815
D
Common Stock
2014-04-07
4
S
0
6250
62.12
D
4565
D
Common Stock
143
I
See Footnote
Stock Option (right to buy)
0.99
2014-04-07
4
M
0
6250
0.00
D
2020-06-20
Common Stock
6250
6250
D
The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 26, 2013.
The shares are held directly by SRB Associates VIII L.P. ("SRBA VIII"). The Reporting Person is a general partner of SRBA VIII and disclaims beneficial ownership of the shares held by SRBA VIII except to the extent of his pecuniary interest in these shares.
The option is fully vested and immediately exercisable.
/s/ Steve Dean, by power of attorney
2014-04-09