0001209191-14-026674.txt : 20140409 0001209191-14-026674.hdr.sgml : 20140409 20140409165752 ACCESSION NUMBER: 0001209191-14-026674 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140407 FILED AS OF DATE: 20140409 DATE AS OF CHANGE: 20140409 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPLUNK INC CENTRAL INDEX KEY: 0001353283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 861106510 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-848-4800 MAIL ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STURIALE NICHOLAS G CENTRAL INDEX KEY: 0001205951 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 14753977 MAIL ADDRESS: STREET 1: C/O SEVIN ROSEN FUNDS STREET 2: 13455 NOEL RD CITY: DALLAS STATE: TX ZIP: 75240 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-04-07 0 0001353283 SPLUNK INC SPLK 0001205951 STURIALE NICHOLAS G C/O SEVIN ROSEN FUNDS 13455 NOEL ROAD, SUITE 1670 DALLAS TX 75240 1 0 0 0 Common Stock 2014-04-07 4 M 0 6250 0.99 A 10815 D Common Stock 2014-04-07 4 S 0 6250 62.12 D 4565 D Common Stock 143 I See Footnote Stock Option (right to buy) 0.99 2014-04-07 4 M 0 6250 0.00 D 2020-06-20 Common Stock 6250 6250 D The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 26, 2013. The shares are held directly by SRB Associates VIII L.P. ("SRBA VIII"). The Reporting Person is a general partner of SRBA VIII and disclaims beneficial ownership of the shares held by SRBA VIII except to the extent of his pecuniary interest in these shares. The option is fully vested and immediately exercisable. /s/ Steve Dean, by power of attorney 2014-04-09