0001062993-24-014976.txt : 20240813
0001062993-24-014976.hdr.sgml : 20240813
20240813163045
ACCESSION NUMBER: 0001062993-24-014976
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240809
FILED AS OF DATE: 20240813
DATE AS OF CHANGE: 20240813
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRIEDBERG ALBERT
CENTRAL INDEX KEY: 0001268239
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38624
FILM NUMBER: 241202167
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FCMI Parent Co.
CENTRAL INDEX KEY: 0001678258
ORGANIZATION NAME:
STATE OF INCORPORATION: A5
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38624
FILM NUMBER: 241202166
BUSINESS ADDRESS:
STREET 1: 181 BAY STREET
STREET 2: SUITE 250
CITY: TORONTO
STATE: A6
ZIP: M5J 2T3
BUSINESS PHONE: 1-416-364-1171
MAIL ADDRESS:
STREET 1: 181 BAY STREET
STREET 2: SUITE 250
CITY: TORONTO
STATE: A6
ZIP: M5J 2T3
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VACCINEX, INC.
CENTRAL INDEX KEY: 0001205922
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
ORGANIZATION NAME: 03 Life Sciences
IRS NUMBER: 161603202
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1895 MOUNT HOPE AVE
CITY: ROCHESTER
STATE: NY
ZIP: 14620
BUSINESS PHONE: 585-271-2700
MAIL ADDRESS:
STREET 1: 1895 MOUNT HOPE AVE
CITY: ROCHESTER
STATE: NY
ZIP: 14620
FORMER COMPANY:
FORMER CONFORMED NAME: VACCINEX INC
DATE OF NAME CHANGE: 20021114
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2024-08-09
0001205922
VACCINEX, INC.
VCNX
0001268239
FRIEDBERG ALBERT
220 BAY STREET
SUITE 600
TORONTO
A6
M5J 2W4
ONTARIO, CANADA
1
0
1
0
0001678258
FCMI Parent Co.
220 BAY STREET
SUITE 600
TORONTO
A6
M5J 2W4
ONTARIO, CANADA
0
0
1
0
0
Common Stock
2094
D
Common Stock
180
I
By Pan Atlantic Holdings Ltd.
Common Stock
16724
I
By Friedberg Global-Macro Hedge Fund Ltd.
Common Stock
2024-08-09
4
P
0
100
4.51
A
780624
I
By FCMI Parent Co.
Warrant (Right to Buy)
7.64
2024-03-28
2029-03-28
Common Stock
102960
102960
I
By FCMI Parent Co.
Warrant (Right to Buy)
14.0
2024-02-08
2029-02-08
Common Stock
118226
118226
I
By FCMI Parent Co.
Warrant (Right to Buy)
14.0
2023-10-03
2028-10-03
Common Stock
214285
214285
I
By FCMI Parent Co.
Mr. Friedberg is the majority owner of Pan Atlantic Holdings Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Mr. Friedberg possesses voting and dispositive power over the reported securities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
/s/ Jill Sanchez, Attorney-in-Fact for Albert D. Friedberg
2024-08-13
FCMI Parent Co. By: /s/ Dan Scheiner, Vice President
2024-08-13