0001062993-23-011115.txt : 20230515
0001062993-23-011115.hdr.sgml : 20230515
20230515163242
ACCESSION NUMBER: 0001062993-23-011115
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230511
FILED AS OF DATE: 20230515
DATE AS OF CHANGE: 20230515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frieberg Jacob B.
CENTRAL INDEX KEY: 0001748346
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38624
FILM NUMBER: 23923246
MAIL ADDRESS:
STREET 1: 1895 MOUNT HOPE AVENUE
CITY: ROCHESTER
STATE: NY
ZIP: 14620
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VACCINEX, INC.
CENTRAL INDEX KEY: 0001205922
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 161603202
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1895 MOUNT HOPE AVE
CITY: ROCHESTER
STATE: NY
ZIP: 14620
BUSINESS PHONE: 585-271-2700
MAIL ADDRESS:
STREET 1: 1895 MOUNT HOPE AVE
CITY: ROCHESTER
STATE: NY
ZIP: 14620
FORMER COMPANY:
FORMER CONFORMED NAME: VACCINEX INC
DATE OF NAME CHANGE: 20021114
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0407
4
2023-05-11
0001205922
VACCINEX, INC.
VCNX
0001748346
Frieberg Jacob B.
C/O VACCINEX, INC.
1895 MOUNT HOPE AVENUE
ROCHESTER
NY
14620
1
0
0
0
0
Common Stock
63519
D
Common Stock
94510
I
By Benbow Estates, Ltd.
Common Stock
193049
I
By Gee Eff Services Limited
Stock Option (Right to Buy)
13.60
2027-09-15
Common Stock
6396
6396
D
Stock Option (Right to Buy)
5.26
2029-03-30
Common Stock
2501
2501
D
Stock Option (Right to Buy)
7.78
Common Stock
7718
7718
D
Stock Option (Right to Buy)
5.52
2029-06-29
Common Stock
2385
2385
D
Stock Option (Right to Buy)
7.17
2029-09-27
Common Stock
1856
1856
D
Stock Option (Right to Buy)
4.85
2029-12-28
Common Stock
2737
2737
D
Stock Option (Right to Buy)
4.0
2030-03-29
Common Stock
3336
3336
D
Stock Option (Right to Buy)
3.95
Common Stock
15679
15679
D
Stock Option (Right to Buy)
3.61
2030-06-28
Common Stock
3756
3756
D
Stock Option (Right to Buy)
1.78
2030-09-28
Common Stock
7626
7626
D
Stock Option (Right to Buy)
2.07
2030-12-29
Common Stock
6545
6545
D
Stock Option (Right to Buy)
2.98
2031-03-31
Common Stock
4535
4535
D
Stock Option (Right to Buy)
2.15
Common Stock
28586
28586
D
Stock Option (Right to Buy)
2.8
2031-06-28
Common Stock
4804
4804
D
Stock Option (Right to Buy)
2.16
2031-09-28
Common Stock
6233
6233
D
Stock Option (Right to Buy)
1.04
2031-12-29
Common Stock
12856
12856
D
Stock Option (Right to Buy)
1.32
2032-03-28
Common Stock
10032
10032
D
Stock Option (Right to Buy)
1.12
Common Stock
53254
53254
D
Stock Option (Right to Buy)
1.08
2032-06-27
Common Stock
12064
12064
D
Stock Option (Right to Buy)
0.495
2032-09-27
Common Stock
26260
26260
D
Stock Option (Right to Buy)
0.645
2032-12-28
Common Stock
19852
19852
D
Stock Option (Right to Buy)
0.3995
2033-03-28
Common Stock
32107
32107
D
Stock Option (Right to Buy)
0.41
2023-05-11
4
A
0
143848
0
A
2024-05-11
Common Stock
143848
143848
D
Mr. Frieberg's spouse is the owner of Benbow Estates, Ltd. and Mr. Frieberg is an officer of Benbow Estates, Ltd. Mr. Frieberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Mr. Frieberg is the sole owner and President of Gee Eff Services Limited.
Exercisable in full as of the date of this report.
This option expires on May 14, 2029 or five years following retirement or cessation of services, whichever occurs first.
This option expires on May 12, 2030 or five years following retirement or cessation of services, whichever occurs first.
This option expires on May 9, 2031 or five years following retirement or cessation of services, whichever occurs first.
This option expires on May 9, 2032 or five years following retirement or cessation of services, whichever occurs first.
This option was granted pursuant to the Company's 2018 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and expires on May 8, 2033 or five years following retirement or cessation of services, whichever occurs first.
/s/ Scott E. Royer, Attorney-in-Fact for Jacob B. Friedberg
2023-05-15