0001062993-22-009441.txt : 20220404
0001062993-22-009441.hdr.sgml : 20220404
20220404163024
ACCESSION NUMBER: 0001062993-22-009441
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220331
FILED AS OF DATE: 20220404
DATE AS OF CHANGE: 20220404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frieberg Jacob B.
CENTRAL INDEX KEY: 0001748346
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38624
FILM NUMBER: 22802710
MAIL ADDRESS:
STREET 1: 1895 MOUNT HOPE AVENUE
CITY: ROCHESTER
STATE: NY
ZIP: 14620
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VACCINEX, INC.
CENTRAL INDEX KEY: 0001205922
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 161603202
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1895 MOUNT HOPE AVE
CITY: ROCHESTER
STATE: NY
ZIP: 14620
BUSINESS PHONE: 585-271-2700
MAIL ADDRESS:
STREET 1: 1895 MOUNT HOPE AVE
CITY: ROCHESTER
STATE: NY
ZIP: 14620
FORMER COMPANY:
FORMER CONFORMED NAME: VACCINEX INC
DATE OF NAME CHANGE: 20021114
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2022-03-31
0001205922
VACCINEX, INC.
VCNX
0001748346
Frieberg Jacob B.
C/O VACCINEX, INC.
1895 MOUNT HOPE AVENUE
ROCHESTER
NY
14620
1
0
0
0
Common Stock
63519
D
Common Stock
94510
I
By Benbow Estates, Ltd.
Common Stock
4121
I
By Gee Eff Services Limited
Stock Option (Right to Buy)
13.60
2027-09-15
Common Stock
6396
6396
D
Stock Option (Right to Buy)
5.26
2029-03-30
Common Stock
2501
2501
D
Stock Option (Right to Buy)
7.78
Common Stock
7718
7718
D
Stock Option (Right to Buy)
5.52
2029-06-29
Common Stock
2385
2385
D
Stock Option (Right to Buy)
7.17
2029-09-27
Common Stock
1856
1856
D
Stock Option (Right to Buy)
4.85
2029-12-28
Common Stock
2737
2737
D
Stock Option (Right to Buy)
4.00
2030-03-29
Common Stock
3336
3336
D
Stock Option (Right to Buy)
3.95
Common Stock
15679
15679
D
Stock Option (Right to Buy)
3.61
2030-06-28
Common Stock
3756
3756
D
Stock Option (Right to Buy)
1.78
2030-09-28
Common Stock
7626
7626
D
Stock Option (Right to Buy)
2.07
2030-12-29
Common Stock
6545
6545
D
Stock Option (Right to Buy)
2.98
2031-03-31
Common Stock
4535
4535
D
Stock Option (Right to Buy)
2.15
2022-05-11
Common Stock
28586
28586
D
Stock Option (Right to Buy)
2.8
2031-06-28
Common Stock
4804
4804
D
Stock Option (Right to Buy)
2.16
2031-09-28
Common Stock
6233
6233
D
Stock Option (Right to Buy)
1.04
2031-12-29
Common Stock
12856
12856
D
Stock Option (Right to Buy)
1.32
2022-03-31
4
A
0
10032
0
A
2022-03-31
2032-03-28
Common Stock
10032
10032
D
Mr. Frieberg's spouse is the owner of Benbow Estates, Ltd. and Mr. Frieberg is an officer of Benbow Estates, Ltd. Mr. Frieberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Mr. Frieberg is the sole owner and President of Gee Eff Services Limited.
Exercisable in full as of the date of this report.
This option expires on May 14, 2029 or five years following retirement or cessation of services, whichever occurs first.
This option expires on May 12, 2030 or five years following retirement or cessation of services, whichever occurs first.
This option expires on May 9, 2031 or five years following retirement or cessation of services, whichever occurs first.
Pursuant to the Issuer's Director Compensation Plan, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of $8,750 for retainer and meeting fees during the first quarter of 2022. The number of options was calculated in accordance with the Black-Scholes valuation model and all such options are immediately exercisable.
/s/ Scott E. Royer, Attorney-in-Fact for Jacob B. Frieberg
2022-04-04