0001209191-20-006435.txt : 20200204 0001209191-20-006435.hdr.sgml : 20200204 20200204170544 ACCESSION NUMBER: 0001209191-20-006435 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200203 FILED AS OF DATE: 20200204 DATE AS OF CHANGE: 20200204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RASTETTER WILLIAM H CENTRAL INDEX KEY: 0001205903 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35670 FILM NUMBER: 20574745 MAIL ADDRESS: STREET 1: 9885 TOWNE CENTRE DR. CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Regulus Therapeutics Inc. CENTRAL INDEX KEY: 0001505512 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 264738379 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10628 SCIENCE CENTER DRIVE STREET 2: SUITE 225 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-202-6300 MAIL ADDRESS: STREET 1: 10628 SCIENCE CENTER DRIVE STREET 2: SUITE 225 CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-03 0 0001505512 Regulus Therapeutics Inc. RGLS 0001205903 RASTETTER WILLIAM H C/O REGULUS THERAPEUTICS INC. 10628 SCIENCE CENTER DR., #225 SAN DIEGO CA 92121 1 0 0 0 Common Stock 2020-02-03 4 C 0 225940 A 390584 I The Rastetter Family Trust dtd 9-2-2010 Class A-2 Convertible Preferred Stock 2020-02-03 4 C 0 22594 0.00 D Common Stock 225940 0 I The Rastetter Family Trust dtd 9-2-2010 The shares of Class A-2 Convertible Preferred have no expiration date and are convertible at any time at the election of the holder into shares of Common Stock without payment of further consideration. Each share of Class A-2 Convertible Preferred Stock converts into 10 shares of Common Stock. Christopher Aker, Attorney in Fact 2020-02-04