0001209191-20-006435.txt : 20200204
0001209191-20-006435.hdr.sgml : 20200204
20200204170544
ACCESSION NUMBER: 0001209191-20-006435
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200203
FILED AS OF DATE: 20200204
DATE AS OF CHANGE: 20200204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RASTETTER WILLIAM H
CENTRAL INDEX KEY: 0001205903
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35670
FILM NUMBER: 20574745
MAIL ADDRESS:
STREET 1: 9885 TOWNE CENTRE DR.
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Regulus Therapeutics Inc.
CENTRAL INDEX KEY: 0001505512
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 264738379
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10628 SCIENCE CENTER DRIVE
STREET 2: SUITE 225
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-202-6300
MAIL ADDRESS:
STREET 1: 10628 SCIENCE CENTER DRIVE
STREET 2: SUITE 225
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-02-03
0
0001505512
Regulus Therapeutics Inc.
RGLS
0001205903
RASTETTER WILLIAM H
C/O REGULUS THERAPEUTICS INC.
10628 SCIENCE CENTER DR., #225
SAN DIEGO
CA
92121
1
0
0
0
Common Stock
2020-02-03
4
C
0
225940
A
390584
I
The Rastetter Family Trust dtd 9-2-2010
Class A-2 Convertible Preferred Stock
2020-02-03
4
C
0
22594
0.00
D
Common Stock
225940
0
I
The Rastetter Family Trust dtd 9-2-2010
The shares of Class A-2 Convertible Preferred have no expiration date and are convertible at any time at the election of the holder into shares of Common Stock without payment of further consideration. Each share of Class A-2 Convertible Preferred Stock converts into 10 shares of Common Stock.
Christopher Aker, Attorney in Fact
2020-02-04