0001209191-16-129537.txt : 20160624 0001209191-16-129537.hdr.sgml : 20160624 20160624161916 ACCESSION NUMBER: 0001209191-16-129537 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160622 FILED AS OF DATE: 20160624 DATE AS OF CHANGE: 20160624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cerulean Pharma Inc. CENTRAL INDEX KEY: 0001401914 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204139823 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 GATEHOUSE DRIVE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-996-4300 MAIL ADDRESS: STREET 1: 35 GATEHOUSE DRIVE CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: Tempo Pharmaceuticals Inc DATE OF NAME CHANGE: 20070604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RASTETTER WILLIAM H CENTRAL INDEX KEY: 0001205903 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36395 FILM NUMBER: 161731291 MAIL ADDRESS: STREET 1: 9885 TOWNE CENTRE DR. CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-22 0 0001401914 Cerulean Pharma Inc. CERU 0001205903 RASTETTER WILLIAM H C/O CERULEAN PHARMA INC. 35 GATEHOUSE DRIVE WALTHAM MA 02451 1 0 0 0 Stock Option (right to buy) 2.08 2016-06-22 4 A 0 20000 0.00 A 2026-06-21 Common Stock 20000 20000 D This option was granted on June 22, 2016. The shares underlying such option vest in full on the earlier of June 22, 2017 or immediately prior to the Corporation's 2017 annual meeting of stockholders, subject to the reporting person's continued service as a director of the Corporation through such date. /s/ Alejandra Carvajal, as attorney-in-fact for William H. Rastetter 2016-06-24