0000921895-16-005404.txt : 20160811
0000921895-16-005404.hdr.sgml : 20160811
20160811190851
ACCESSION NUMBER: 0000921895-16-005404
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160809
FILED AS OF DATE: 20160811
DATE AS OF CHANGE: 20160811
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTERMOLECULAR INC
CENTRAL INDEX KEY: 0001311241
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 201616267
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3011 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 582-5700
MAIL ADDRESS:
STREET 1: 3011 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Raging Capital Management, LLC
CENTRAL INDEX KEY: 0001444376
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35348
FILM NUMBER: 161825860
BUSINESS ADDRESS:
STREET 1: TEN PRINCETON AVENUE
STREET 2: PO BOX 228
CITY: ROCKY HILL
STATE: NJ
ZIP: 08553-0228
BUSINESS PHONE: 6099100954
MAIL ADDRESS:
STREET 1: TEN PRINCETON AVENUE
STREET 2: PO BOX 228
CITY: ROCKY HILL
STATE: NJ
ZIP: 08553-0228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARTIN WILLIAM C
CENTRAL INDEX KEY: 0001205885
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35348
FILM NUMBER: 161825861
MAIL ADDRESS:
STREET 1: C/O RAGING CAPITAL MANAGEMENT, LLC
STREET 2: TEN PRINCETON AVENUE, PO BOX 228
CITY: ROCKY HILL
STATE: NJ
ZIP: 08553
4
1
form407738042_08112016.xml
OWNERSHIP DOCUMENT
X0306
4
2016-08-09
0
0001311241
INTERMOLECULAR INC
IMI
0001205885
MARTIN WILLIAM C
C/O RAGING CAPITAL MANAGEMENT, LLC
TEN PRINCETON AVENUE, PO BOX 228
ROCKY HILL
NJ
08553
0
0
1
0
0001444376
Raging Capital Management, LLC
TEN PRINCETON AVENUE
PO BOX 228
ROCKY HILL
NJ
08553-0228
0
0
1
0
Common Stock, $.001 par value
2016-08-09
4
P
0
1915200
1.0000
A
13264827
I
By Raging Capital Master Fund, Ltd.
Common Stock, $.001 par value
2016-08-09
4
P
0
32000
1.0484
A
13296827
I
By Raging Capital Master Fund, Ltd.
Common Stock, $.001 par value
2016-08-09
4
P
0
68000
1.1098
A
13364827
I
By Raging Capital Master Fund, Ltd.
Common Stock, $.001 par value
2016-08-10
4
P
0
15500
1.0974
A
13380327
I
By Raging Capital Master Fund, Ltd.
Common Stock, $.001 par value
2016-08-10
4
P
0
73421
1.1867
A
13453748
I
By Raging Capital Master Fund, Ltd.
Common Stock, $.001 par value
2016-08-10
4
P
0
32481
1.1703
A
13486229
I
By Raging Capital Master Fund, Ltd.
Common Stock, $.001 par value
2016-08-11
4
P
0
29032
1.2431
A
13515261
I
By Raging Capital Master Fund, Ltd.
This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.
By: /s/ Frederick C. Wasch as attorney-in-fact for William C. Martin
2016-08-11
By: Raging Capital Management, LLC, By: /s/ Frederick C. Wasch, Chief Financial Officer
2016-08-11