0000899243-18-007181.txt : 20180312
0000899243-18-007181.hdr.sgml : 20180312
20180312191241
ACCESSION NUMBER: 0000899243-18-007181
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180307
FILED AS OF DATE: 20180312
DATE AS OF CHANGE: 20180312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROSS EDWARD H
CENTRAL INDEX KEY: 0001205624
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00861
FILM NUMBER: 18684866
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIDUS INVESTMENT Corp
CENTRAL INDEX KEY: 0001513363
IRS NUMBER: 275017321
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1603 ORRINGTON AVENUE
STREET 2: SUITE 820
CITY: EVANSTON
STATE: IL
ZIP: 60201
BUSINESS PHONE: 847-859-3940
MAIL ADDRESS:
STREET 1: 1603 ORRINGTON AVENUE
STREET 2: SUITE 820
CITY: EVANSTON
STATE: IL
ZIP: 60201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-03-07
0
0001513363
FIDUS INVESTMENT Corp
FDUS
0001205624
ROSS EDWARD H
C/O FIDUS INVESTMENT CORPORATION
1603 ORRINGTON AVENUE, SUITE 1005
EVANSTON
IL
60201
1
1
0
0
See Remarks
Common Stock
2018-03-07
4
P
0
3500
13.18
A
171454.81
D
The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $13.12 to $13.20 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Fidus Investment Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased in each transaction.
Chairman of the Board and Chief Executive Officer
/s/ Edward H. Ross
2018-03-12