0000899243-18-007181.txt : 20180312 0000899243-18-007181.hdr.sgml : 20180312 20180312191241 ACCESSION NUMBER: 0000899243-18-007181 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180307 FILED AS OF DATE: 20180312 DATE AS OF CHANGE: 20180312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSS EDWARD H CENTRAL INDEX KEY: 0001205624 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00861 FILM NUMBER: 18684866 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIDUS INVESTMENT Corp CENTRAL INDEX KEY: 0001513363 IRS NUMBER: 275017321 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1603 ORRINGTON AVENUE STREET 2: SUITE 820 CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: 847-859-3940 MAIL ADDRESS: STREET 1: 1603 ORRINGTON AVENUE STREET 2: SUITE 820 CITY: EVANSTON STATE: IL ZIP: 60201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-07 0 0001513363 FIDUS INVESTMENT Corp FDUS 0001205624 ROSS EDWARD H C/O FIDUS INVESTMENT CORPORATION 1603 ORRINGTON AVENUE, SUITE 1005 EVANSTON IL 60201 1 1 0 0 See Remarks Common Stock 2018-03-07 4 P 0 3500 13.18 A 171454.81 D The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $13.12 to $13.20 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Fidus Investment Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased in each transaction. Chairman of the Board and Chief Executive Officer /s/ Edward H. Ross 2018-03-12