-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L7iEEfVHSFFIwJAU1xIgNnkrWCuE+EZfqGGcznlCVq6EzZadLtio39w0CVJNqjU+ 9qIzURgxaD/gFY26hLjU4A== 0001181431-09-051450.txt : 20091112 0001181431-09-051450.hdr.sgml : 20091111 20091112201311 ACCESSION NUMBER: 0001181431-09-051450 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091112 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOONTZ PAUL G CENTRAL INDEX KEY: 0001205496 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33506 FILM NUMBER: 091178789 MAIL ADDRESS: STREET 1: FOUNDATION CAPITAL STREET 2: 70 WILLOW ROAD STE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ShoreTel Inc CENTRAL INDEX KEY: 0001388133 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770443568 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 960 STEWART DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 408 331 3300 MAIL ADDRESS: STREET 1: 960 STEWART DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94085 4 1 rrd257163.xml SHOR FORM 4 PGK 11/12/2009 X0303 4 2009-11-12 0 0001388133 ShoreTel Inc SHOR 0001205496 KOONTZ PAUL G C/O FOUNDATION CAPITAL 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 0 Common Stock 2009-11-10 2009-11-10 4 S 0 341000 5.90 D 3757394 I Foundation Capital, L.P. Common Stock 2009-11-10 2009-11-10 4 S 0 25000 5.90 D 430375 I Foundation Capital Entrepreneurs Fund, LLC Common Stock 2009-11-10 2009-11-10 4 S 0 131000 5.90 D 2072148 I Foundation Capital Leadership Fund, L.P. Common Stock 2009-11-10 2009-11-10 4 S 0 3000 5.90 D 55762 I Foundation Capital Leadership Principals Fund, LLC Common Stock 170000 I Koontz Revocable Trust Foundation Capital Management Co., LLC is the Manager of Foundation Capital, L.P. and Foundation Capital Entrepreneurs Fund, LLC. Paul G. Koontz is a Manager of Foundation Capital Management Co., LLC and is deemed to share voting and investment control over the shares held by Foundation Capital, L.P. and Foundation Capital Entrepreneurs Fund, LLC. Mr. Koontz disclaims beneficial ownership of the shares except to the extent of his direct pecuniary interest therein. FC Leadership Management Co., LLC is the Manager of Foundation Capital Leadership Fund, L.P. and Foundation Capital Leadership Principals Fund, LLC. Paul G. Koontz is a Manager of FC Leadership Management Co., LLC and is deemed to share voting and investment control over the shares held by Foundation Capital Leadership Fund, L.P. and Foundation Capital Leadership Principals Fund, LLC. Mr. Koontz disclaims beneficial ownership of the shares except to the extent of his direct pecuniary interest therein. Paul G. Koontz is a Trustee of the Koontz Revocable Trust. Mr. Koontz disclaims beneficial ownership of the securities except to the extent of his direct pecuniary interest therein. /s/ Gail M. Haney as attorney in fact. 2009-11-12 -----END PRIVACY-ENHANCED MESSAGE-----