0001104659-16-101189.txt : 20160229 0001104659-16-101189.hdr.sgml : 20160229 20160229181727 ACCESSION NUMBER: 0001104659-16-101189 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160226 FILED AS OF DATE: 20160229 DATE AS OF CHANGE: 20160229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sizmek Inc. CENTRAL INDEX KEY: 0001591877 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310] IRS NUMBER: 371744624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W. 5TH STREET STREET 2: SUITE 900 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512-469-5900 MAIL ADDRESS: STREET 1: 500 W. 5TH STREET STREET 2: SUITE 900 CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: New Online Co DATE OF NAME CHANGE: 20131113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SAUNDERS KENNETH J CENTRAL INDEX KEY: 0001205424 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36219 FILM NUMBER: 161470220 MAIL ADDRESS: STREET 1: C/O SIZMEK INC. STREET 2: 200 W. CESAR CHAVEZ, SUITE 201 CITY: AUSTIN STATE: TX ZIP: 78701 4 1 a4.xml 4 X0306 4 2016-02-26 0 0001591877 Sizmek Inc. SZMK 0001205424 SAUNDERS KENNETH J 500 WEST 5TH ST. SUITE 900 AUSTIN TX 78701 0 1 0 0 Chief Financial Officer Common Stock 2016-02-26 4 M 0 3636 A 14424 D Restricted Stock Units 2016-02-26 4 A 0 81270 0.00 A Common Stock 81270 161888 D Restricted Stock Units 2016-02-26 4 A 0 189628 0.00 A Common Stock 189628 351516 D Each restricted stock unit (RSU) represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in three equal annual installments beginning February 26, 2017, subject to the Reporting Person's continued service with Sizmek through the applicable vesting date, provided that the restricted stock units are subject to accelerated vesting under certain circumstances. Distribution of the underlying shares may, however, be deferred based upon a deferral election by the Reporting Person. The RSUs vest in three equal annual installments beginning February 26, 2017, based on the achievement of certain corporate performance objectives during the year ending December 31, 2016, subject to the Reporting Person's continued service through the applicable vesting date, provided that the restricted stock units are subject to accelerated vesting under certain circumstances. Distribution of the underlying shares may, however, be deferred based upon a deferral election by the Reporting Person. Shares issued upon vesting of RSUs granted to the Reporting Person on March 2, 2015. RSUs were granted to the Reporting Person pursuant to the issuer's 2014 Incentive Award Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock. 19,812 RSUs previously granted were forfeited due to not achieving 100% of the issuer's target performance objectives for the period ended December 31, 2015. /s/ Kenneth J. Saunders 2016-02-29