0001104659-16-101189.txt : 20160229
0001104659-16-101189.hdr.sgml : 20160229
20160229181727
ACCESSION NUMBER: 0001104659-16-101189
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160226
FILED AS OF DATE: 20160229
DATE AS OF CHANGE: 20160229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sizmek Inc.
CENTRAL INDEX KEY: 0001591877
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310]
IRS NUMBER: 371744624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W. 5TH STREET
STREET 2: SUITE 900
CITY: AUSTIN
STATE: TX
ZIP: 78701
BUSINESS PHONE: 512-469-5900
MAIL ADDRESS:
STREET 1: 500 W. 5TH STREET
STREET 2: SUITE 900
CITY: AUSTIN
STATE: TX
ZIP: 78701
FORMER COMPANY:
FORMER CONFORMED NAME: New Online Co
DATE OF NAME CHANGE: 20131113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SAUNDERS KENNETH J
CENTRAL INDEX KEY: 0001205424
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36219
FILM NUMBER: 161470220
MAIL ADDRESS:
STREET 1: C/O SIZMEK INC.
STREET 2: 200 W. CESAR CHAVEZ, SUITE 201
CITY: AUSTIN
STATE: TX
ZIP: 78701
4
1
a4.xml
4
X0306
4
2016-02-26
0
0001591877
Sizmek Inc.
SZMK
0001205424
SAUNDERS KENNETH J
500 WEST 5TH ST.
SUITE 900
AUSTIN
TX
78701
0
1
0
0
Chief Financial Officer
Common Stock
2016-02-26
4
M
0
3636
A
14424
D
Restricted Stock Units
2016-02-26
4
A
0
81270
0.00
A
Common Stock
81270
161888
D
Restricted Stock Units
2016-02-26
4
A
0
189628
0.00
A
Common Stock
189628
351516
D
Each restricted stock unit (RSU) represents a contingent right to receive one share of the issuer's common stock.
The RSUs vest in three equal annual installments beginning February 26, 2017, subject to the Reporting Person's continued service with Sizmek through the applicable vesting date, provided that the restricted stock units are subject to accelerated vesting under certain circumstances. Distribution of the underlying shares may, however, be deferred based upon a deferral election by the Reporting Person.
The RSUs vest in three equal annual installments beginning February 26, 2017, based on the achievement of certain corporate performance objectives during the year ending December 31, 2016, subject to the Reporting Person's continued service through the applicable vesting date, provided that the restricted stock units are subject to accelerated vesting under certain circumstances. Distribution of the underlying shares may, however, be deferred based upon a deferral election by the Reporting Person.
Shares issued upon vesting of RSUs granted to the Reporting Person on March 2, 2015.
RSUs were granted to the Reporting Person pursuant to the issuer's 2014 Incentive Award Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock.
19,812 RSUs previously granted were forfeited due to not achieving 100% of the issuer's target performance objectives for the period ended December 31, 2015.
/s/ Kenneth J. Saunders
2016-02-29