0001209191-21-068383.txt : 20211207
0001209191-21-068383.hdr.sgml : 20211207
20211207174026
ACCESSION NUMBER: 0001209191-21-068383
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211130
FILED AS OF DATE: 20211207
DATE AS OF CHANGE: 20211207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHORT JAY M PHD
CENTRAL INDEX KEY: 0001205375
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39787
FILM NUMBER: 211477000
MAIL ADDRESS:
STREET 1: C/O DIVERSA CORPORATION
STREET 2: 4955 DIRECTORS PLACE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BioAtla, Inc.
CENTRAL INDEX KEY: 0001826892
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 851922320
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11085 TORREYANA ROAD
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-558-0708
MAIL ADDRESS:
STREET 1: 11085 TORREYANA ROAD
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-11-30
0
0001826892
BioAtla, Inc.
BCAB
0001205375
SHORT JAY M PHD
C/O BIOATLA, INC. 11085 TORREYANA ROAD
SAN DIEGO
CA
92121
1
1
1
0
Chief Executive Officer
Common Stock
2021-11-30
2021-12-03
4
S
0
7519
23.997
D
1360914
D
Common Stock
2021-11-30
2021-12-03
4
S
0
8126
24.676
D
1352788
D
Common Stock
2021-11-30
2021-12-03
4
S
0
2845
25.379
D
1349943
D
Common Stock
2021-12-01
2021-12-06
4
S
0
7829
22.186
D
1342114
D
Common Stock
2021-12-01
2021-12-06
4
S
0
13539
23.266
D
1328575
D
Common Stock
2021-12-01
2021-12-06
4
S
0
2953
24.224
D
1325622
D
Common Stock
2021-12-02
2021-12-06
4
S
0
4715
21.741
D
1320907
D
Common Stock
2021-12-02
2021-12-06
4
S
0
96
22.471
D
1320811
D
Common Stock
793547
I
By Spouse
Common Stock
258727
I
By Carolyn Short 2020 Irrevocable Gift Trust
Common Stock
258727
I
By Jay Short 2020 Irrevocable Gift Trust
Common Stock
302324
I
By Capia IP, LLC
Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.
The range of prices for the shares of Common Stock is from $23.33 to $24.32. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
The range of prices for the shares of Common Stock is from $24.33 to $25.25. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
The range of prices for the shares of Common Stock is from $25.30 to $25.38. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
The range of prices for the shares of Common Stock is from $21.79 to $22.73. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
The range of prices for the shares of Common Stock is from $22.79 to $23.77. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
The range of prices for the shares of Common Stock is from $23.80 to $24.68. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
The range of prices for the shares of Common Stock is from $21.40 to $22.37. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
The range of prices for the shares of Common Stock is from $22.40 to $22.51. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
/s/ Christian Vasquez, as Attorney-in-Fact for Jay M. Short
2021-12-07