0001209191-21-053513.txt : 20210826
0001209191-21-053513.hdr.sgml : 20210826
20210826174103
ACCESSION NUMBER: 0001209191-21-053513
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210824
FILED AS OF DATE: 20210826
DATE AS OF CHANGE: 20210826
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHORT JAY M PHD
CENTRAL INDEX KEY: 0001205375
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39787
FILM NUMBER: 211213467
MAIL ADDRESS:
STREET 1: C/O DIVERSA CORPORATION
STREET 2: 4955 DIRECTORS PLACE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BioAtla, Inc.
CENTRAL INDEX KEY: 0001826892
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 851922320
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11085 TORREYANA ROAD
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-558-0708
MAIL ADDRESS:
STREET 1: 11085 TORREYANA ROAD
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-08-24
0
0001826892
BioAtla, Inc.
BCAB
0001205375
SHORT JAY M PHD
C/O BIOATLA, INC. 11085 TORREYANA ROAD
SAN DIEGO
CA
92121
1
1
1
0
Chief Executive Officer
Common Stock
2021-08-24
4
M
0
7747
18.00
A
798080
I
By Spouse
Common Stock
2021-08-24
4
S
0
4533
41.60
D
793547
I
By Spouse
Common Stock
258727
I
By Carolyn Short 2020 Irrevocable Gift Trust
Common Stock
1441508
D
Common Stock
258727
I
By Jay Short 2020 Irrevocable Gift Trust
Common Stock
302324
I
By Capia IP, LLC
Employee Stock Option (right to buy)
18.00
2021-08-24
4
M
0
7747
0.00
D
2030-12-15
Common Stock
7747
0
I
By Spouse
Shares sold by the Reporting Person's spouse in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of Option.
The option grant was reported by the Reporting Person's spouse on her Form 4 filed with the SEC on December 17, 2020.
The Option is fully vested.
/s/ Christian Vasquez, as Attorney-in-Fact for Jay M. Short
2021-08-25