0001209191-21-042562.txt : 20210622 0001209191-21-042562.hdr.sgml : 20210622 20210622193901 ACCESSION NUMBER: 0001209191-21-042562 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210617 FILED AS OF DATE: 20210622 DATE AS OF CHANGE: 20210622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHORT JAY M PHD CENTRAL INDEX KEY: 0001205375 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39787 FILM NUMBER: 211036827 MAIL ADDRESS: STREET 1: C/O DIVERSA CORPORATION STREET 2: 4955 DIRECTORS PLACE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BioAtla, Inc. CENTRAL INDEX KEY: 0001826892 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 851922320 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11085 TORREYANA ROAD CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-558-0708 MAIL ADDRESS: STREET 1: 11085 TORREYANA ROAD CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-17 0 0001826892 BioAtla, Inc. BCAB 0001205375 SHORT JAY M PHD C/O BIOATLA, INC. 11085 TORREYANA ROAD SAN DIEGO CA 92121 1 1 1 0 Chief Executive Officer Common Stock 2021-06-17 4 S 0 19269 39.2212 D 845333 I By Spouse Common Stock 2021-06-21 4 S 0 17575 38.2445 D 827758 I By Spouse Common Stock 2021-06-21 4 S 0 35725 39.5355 D 792033 I By Spouse Common Stock 2021-06-21 4 S 0 1700 39.8941 D 790333 I By Spouse Common Stock 258727 I By Jay Short 2020 Irrevocable Gift Trust Common Stock 302324 I By Capia IP, LLC Common Stock 258727 I By Carolyn Short 2020 Irrevocable Gift Trust Common Stock 1441508 D The range of prices for the shares of Common Stock is from $39.00 to $39.62. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Represents shares of the Issuer's common stock sold by the reporting person's spouse to cover taxes due upon the release and settlement of her 138,461 RSUs. The range of prices for the shares of Common Stock is from $37.83 to $38.82. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. The range of prices for the shares of Common Stock is from $38.83 to $39.82. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. The range of prices for the shares of Common Stock is from $39.83 to $40.09. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. /s/ Christian Vasquez, as Attorney-in-Fact for Jay M. Short 2021-06-22