0001209191-15-072159.txt : 20150925 0001209191-15-072159.hdr.sgml : 20150925 20150925133157 ACCESSION NUMBER: 0001209191-15-072159 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150223 FILED AS OF DATE: 20150925 DATE AS OF CHANGE: 20150925 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cerulean Pharma Inc. CENTRAL INDEX KEY: 0001401914 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 840 MEMORIAL DRIVE STREET 2: 5TH FLOOR CITY: Cambridge STATE: MA ZIP: 02139 BUSINESS PHONE: 617-551-9600 MAIL ADDRESS: STREET 1: 840 MEMORIAL DRIVE STREET 2: 5TH FLOOR CITY: Cambridge STATE: MA ZIP: 02139 FORMER COMPANY: FORMER CONFORMED NAME: Tempo Pharmaceuticals Inc DATE OF NAME CHANGE: 20070604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALT DAVID R CENTRAL INDEX KEY: 0001205236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36395 FILM NUMBER: 151124808 MAIL ADDRESS: STREET 1: 5200 ILLUMINA WAY CITY: SAN DIEGO STATE: CA ZIP: 92122 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-02-23 0 0001401914 Cerulean Pharma Inc. CERU 0001205236 WALT DAVID R C/O CERULEAN PHARMA INC. 840 MEMORIAL DRIVE CAMBRIDGE MA 02139 1 0 0 0 Stock Option (Right to Buy) 4.80 2015-09-23 5 A 0 E 22000 0.00 A 2025-09-22 Common Stock 22000 22000 D This option was granted on September 23, 2015. The shares underlying this option vest in three equal installments on September 23, 2016, September 23, 2017 and September 23, 2018, respectively, subject to Mr. Walt's continued service as a director of the Corporation. /s/ Alejandra Carvajal, as attorney-in-fact for David R. Walt 2015-09-25