0001628908-22-000122.txt : 20220825 0001628908-22-000122.hdr.sgml : 20220825 20220825163716 ACCESSION NUMBER: 0001628908-22-000122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220823 FILED AS OF DATE: 20220825 DATE AS OF CHANGE: 20220825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILLIAMS FRANK J CENTRAL INDEX KEY: 0001204938 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37415 FILM NUMBER: 221198004 MAIL ADDRESS: STREET 1: 800 NORTH GLEBE ROAD, SUITE 500 CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Evolent Health, Inc. CENTRAL INDEX KEY: 0001628908 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT SERVICES [8741] IRS NUMBER: 320454912 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NORTH GLEBE RD, SUITE 500 CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 571-389-6000 MAIL ADDRESS: STREET 1: 800 NORTH GLEBE RD, SUITE 500 CITY: ARLINGTON STATE: VA ZIP: 22203 4 1 wf-form4_166145979171552.xml FORM 4 X0306 4 2022-08-23 0 0001628908 Evolent Health, Inc. EVH 0001204938 WILLIAMS FRANK J C/O EVOLENT HEALTH, INC. 800 NORTH GLEBE ROAD, SUITE 500 ARLINGTON VA 22203 1 0 0 0 Class A Common Stock 2022-08-23 4 M 0 150000 3.84 A 902434 D Class A Common Stock 2022-08-23 4 S 0 150000 35.75 D 752434 D Class A Common Stock 2022-08-24 4 M 0 50000 13.95 A 802434 D Class A Common Stock 2022-08-24 4 S 0 50000 37.21 D 752434 D Class A Common Stock 66064 I See footnote Class A Common Stock Option (right to buy) 3.84 2022-08-23 4 M 0 150000 0 D 2024-04-01 Class A Common Stock 150000.0 449060 D Class A Common Stock Option (right to buy) 13.95 2022-08-24 4 M 0 50000 0 D 2028-02-01 Class A Common Stock 50000.0 177273 D Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.53 to $36.24, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.58, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Shares held of record by the Frank Williams Irrevocable Trust. Mr. Williams serves as the Trustee of the Frank Williams Irrevocable Trust. The Class A Common Stock Options exercised vested on December 1, 2014 and December 1, 2015. The Class A Common Stock Option exercised vested on February 1, 2019. /s/ Jonathan Weinberg, Attorney-in-fact 2022-08-25